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Home / Companies / ESS Tech, Inc. / 17 May 2024

Meeting · year to 30 June 202450 filers reporting

ESS Tech, Inc.: meeting of 17 May 2024

Votes reported on Form N-PX, item by item

50 Form N-PX filers reported votes at the ESS Tech, Inc. meeting of 17 May 2024. Their records fall into 3 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

3 nominees; 60.4% of reported votes for; 34 filers withheld from or voted against at least one nominee.

228 vote records from 49 filers. 27 of the 48 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

42.9% for0.0% against57.1% other56.3% against management49 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

1 vote records from 1 filers. No filer marked a management recommendation, so no against-management figure is reported. 1 filer reported this item without a management mark.

0.0% for0.0% against100.0% other1 filers
3

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

76 vote records from 49 filers. 0 of the 48 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

98.0% for0.0% against2.0% other0.0% against management49 filers100.0% for0.0% against0.0% against management3,567,031 reported shares

How the largest families voted

Family1. Directors3. Auditor
VanguardForFor
BlackRock and iSharesForFor
FidelityForFor
State Street and SPDRAbstain or withhold *For
American CenturyAbstain or withhold *For
InvescoForFor
EquitableAbstain or withhold *For
Charles SchwabForFor
Nuveen and TIAAAbstain or withhold *For
ProShares and ProFundsAbstain or withhold *For
Morgan Stanley, Eaton Vance and CalvertAbstain or withhold *For
Northern Trust and FlexSharesAbstain or withhold *For
SEIForFor
T. Rowe PriceAbstain or withhold *For
Lincoln FinancialAbstain or withhold *For
VoyaAbstain or withhold *For
NationwideAbstain or withhold *For
Victory CapitalAbstain or withhold *For
Guggenheim and RydexAbstain or withhold *For
PrincipalAbstain or withhold *For
Pacific Life fundsForFor
Global XForFor
DWSAbstain or withhold *For

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the ESS Tech, Inc. meeting?

50 Form N-PX filers reported votes at the meeting of 17 May 2024. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by ESS Tech, Inc. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for ESS Tech, Inc.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing ESS Tech, Inc. with a meeting date within three days of 17 May 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.