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Home / Companies / Great Elm Group, Inc. / 4 Dec 2024

Meeting · year to 30 June 202540 filers reporting

Great Elm Group, Inc.: meeting of 4 Dec 2024

Votes reported on Form N-PX, item by item

40 Form N-PX filers reported votes at the Great Elm Group, Inc. meeting of 4 Dec 2024. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

6 nominees; 71.9% of reported votes for; 9 filers withheld from or voted against at least one nominee.

96 vote records from 11 filers. 1 of the 11 filers that marked the item either way voted against management.

63.6% for0.0% against36.4% other9.1% against management11 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

50 vote records from 40 filers. 12 of the 39 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

67.5% for30.0% against2.5% other30.8% against management40 filers85.3% for14.7% against14.7% against management10,009,839 reported shares
3

SECTION 14A SAY-ON-PAY VOTESIssuer

Frequency of the say-on-pay vote

one year: 36 filers; three years: 1 filer; not applicable: 1 filer; for: 1 filer.

49 vote records from 39 filers. 1 of the 38 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

2.6% for0.0% against97.4% other2.6% against management39 filers4.7% for0.0% against95.3% other0.1% against management10,009,837 reported shares
4

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

16 vote records from 11 filers. 1 of the 11 filers that marked the item either way voted against management.

90.9% for9.1% against9.1% against management11 filers99.8% for0.2% against0.2% against management2,114,250 reported shares

How the largest families voted

Family1. Directors2. Say-on-pay3. Pay-vote frequency4. Auditor
VanguardForForSplit or no voteFor
BlackRock and iSharesSplit or no voteForSplit or no voteFor
FidelityForForSplit or no voteFor
DimensionalNo reportAgainst *Split or no vote *No report
State Street and SPDRNo reportForSplit or no voteNo report
Franklin TempletonForForSplit or no voteFor
EquitableSplit or no voteForSplit or no voteFor
Charles SchwabForForSplit or no voteFor
Goldman SachsNo reportForSplit or no voteNo report
Northern Trust and FlexSharesForForSplit or no voteFor
BNY MellonNo reportAgainst *Split or no voteNo report
BairdNo reportForSplit or no voteNo report

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Great Elm Group, Inc. meeting?

40 Form N-PX filers reported votes at the meeting of 4 Dec 2024. On say-on-pay, 12 of 39 voted against management (30.8%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Great Elm Group, Inc. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Great Elm Group, Inc.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Great Elm Group, Inc. with a meeting date within three days of 4 Dec 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.