Home / Companies / Rocky Mountain Chocolate Factory, Inc. / 18 Aug 2023
Rocky Mountain Chocolate Factory, Inc.: meeting of 18 Aug 2023
Votes reported on Form N-PX, item by item
31 Form N-PX filers reported votes at the Rocky Mountain Chocolate Factory, Inc. meeting of 18 Aug 2023. Their records fall into 3 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
5 nominees; 53.6% of reported votes for; 8 filers withheld from or voted against at least one nominee.
110 vote records from 10 filers. 8 of the 10 filers that marked the item either way voted against management.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
46 vote records from 31 filers. 22 of the 31 filers that marked the item either way voted against management.
One filer reported a share count too large to be the holding described. That figure is left out of the share split below; the count of filers includes it. How that is decided
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
22 vote records from 10 filers. 0 of the 10 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Auditor |
|---|---|---|---|
| Vanguard | For | For | For |
| BlackRock and iShares | Abstain or withhold * | Against * | For |
| Fidelity | Abstain or withhold * | Against * | For |
| Dimensional | Abstain or withhold * | Against * | For |
| State Street and SPDR | No report | Against * | No report |
| Equitable | Abstain or withhold * | Against * | For |
| Jackson National funds | Abstain or withhold * | Against * | For |
| Northern Trust and FlexShares | No report | For | No report |
| BNY Mellon | No report | Against * | No report |
| Neuberger Berman | No report | Against * | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Rocky Mountain Chocolate Factory, Inc. meeting?
31 Form N-PX filers reported votes at the meeting of 18 Aug 2023. On say-on-pay, 22 of 31 voted against management (71.0%). The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Rocky Mountain Chocolate Factory, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Rocky Mountain Chocolate Factory, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Rocky Mountain Chocolate Factory, Inc. with a meeting date within three days of 18 Aug 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.