Shockwave Medical, Inc.: meeting of 29 May 2024

Votes reported on Form N-PX, item by item

631 Form N-PX filers reported votes at the Shockwave Medical, Inc. meeting of 29 May 2024. Their records fall into 3 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

960 vote records from 611 filers. 424 of the 582 filers that marked the item either way voted against management. 29 filers reported this item without a management mark.

24.7% for68.9% against6.4% other72.9% against management611 filers

EXTRAORDINARY TRANSACTIONSIssuer

EXTRAORDINARY TRANSACTIONS: management items

Management items in this category are shown together; filers word and number them differently.

390 vote records from 183 filers. 0 of the 181 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

98.9% for0.0% against1.1% other0.0% against management183 filers100.0% for0.0% against0.0% other0.0% against management6,836,260,981 reported shares, counted once per item in this group

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

563 vote records from 222 filers. 13 of the 219 filers that marked the item either way voted against management. 3 filers reported this item without a management mark.

92.8% for5.4% against1.8% other5.9% against management222 filers100.0% for0.0% against0.0% other0.0% against management6,838,638,831 reported shares, counted once per item in this group

How the largest families voted

Family	1. Say-on-pay
Vanguard	Against *
BlackRock and iShares	Against *
Fidelity	Against *
Dimensional	Against *
State Street and SPDR	For
American Century	Against *
Franklin Templeton	Against *
Invesco	Against *
Equitable	Against *
Charles Schwab	Against *
Nuveen and TIAA	Against *
ProShares and ProFunds	Against *
John Hancock and Manulife	Against *
Morgan Stanley, Eaton Vance and Calvert	Against *
J.P. Morgan	Against *
Goldman Sachs	Against *
WisdomTree	Against *
PGIM and Prudential	For
Jackson National funds	Against *
Northern Trust and FlexShares	Against *
SEI	Against *
T. Rowe Price	Against *
Thrivent	Against *
Lincoln Financial	Against
Voya	Abstain or withhold *
First Trust	Against *
Russell Investments	Against *
Nationwide	Against *
Victory Capital	Against *
Brighthouse Funds	Against *
Guggenheim and Rydex	Against *
Columbia Threadneedle	Against *
BNY Mellon	Against *
Principal	Against *
Capital Group and American Funds	Against *
Pacific Life funds	Against *
Transamerica	Against *
Federated Hermes	Against *
AllianceBernstein	Against *
Hartford Funds	Against *
DWS	Against *
PIMCO	Against *
Allspring	Against *
MassMutual	Against *
Virtus	For
Macquarie and Delaware Funds	Against *
Janus Henderson	For
Neuberger Berman	Against *
Natixis and Loomis Sayles	For
Baird	Against *
Artisan Partners	Split or no vote

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Shockwave Medical, Inc. meeting?

631 Form N-PX filers reported votes at the meeting of 29 May 2024. On say-on-pay, 424 of 582 voted against management (72.9%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Shockwave Medical, Inc. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Shockwave Medical, Inc.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Shockwave Medical, Inc. with a meeting date within three days of 29 May 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.