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Home / Companies / Southwest Securities Co., Ltd. / 26 Sep 2024

Meeting · year to 30 June 202521 filers reporting

Southwest Securities Co., Ltd.: meeting of 26 Sep 2024

Votes reported on Form N-PX, item by item

21 Form N-PX filers reported votes at the Southwest Securities Co., Ltd. meeting of 26 Sep 2024. Their records fall into 3 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

39 vote records from 21 filers. 0 of the 21 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management21 filers100.0% for0.0% against0.0% against management25,392,534 reported shares
2

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

39 vote records from 21 filers. 0 of the 21 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management21 filers100.0% for0.0% against0.0% against management25,392,534 reported shares, counted once per item in this group
3

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

39 vote records from 21 filers. 0 of the 21 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management21 filers100.0% for0.0% against0.0% against management25,392,534 reported shares, counted once per item in this group

How the largest families voted

Family1. Auditor
VanguardFor
BlackRock and iSharesFor
FidelityFor
DimensionalFor
State Street and SPDRFor
Franklin TempletonFor
Charles SchwabFor
Nuveen and TIAAFor
John Hancock and ManulifeFor
Jackson National fundsFor
Northern Trust and FlexSharesFor
Lincoln FinancialFor
Pacific Life fundsFor

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Southwest Securities Co., Ltd. meeting?

21 Form N-PX filers reported votes at the meeting of 26 Sep 2024. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Southwest Securities Co., Ltd. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Southwest Securities Co., Ltd.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Southwest Securities Co., Ltd. with a meeting date within three days of 26 Sep 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.