Home / Companies / Adverum Biotechnologies, Inc. / 17 Jun 2024
Adverum Biotechnologies, Inc.: meeting of 17 Jun 2024
Votes reported on Form N-PX, item by item
76 Form N-PX filers reported votes at the Adverum Biotechnologies, Inc. meeting of 17 Jun 2024. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
3 nominees; 52.7% of reported votes for; 9 filers withheld from or voted against at least one nominee.
93 vote records from 20 filers. 9 of the 20 filers that marked the item either way voted against management.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
99 vote records from 76 filers. 3 of the 75 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
31 vote records from 20 filers. 0 of the 20 filers that marked the item either way voted against management.
COMPENSATIONIssuer
COMPENSATION: management items
Management items in this category are shown together; filers word and number them differently.
31 vote records from 20 filers. 4 of the 20 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Auditor |
|---|---|---|---|
| Vanguard | For | For | For |
| BlackRock and iShares | For | For | For |
| Fidelity | For | For | For |
| Dimensional | Abstain or withhold * | For | For |
| State Street and SPDR | No report | For | No report |
| American Century | Abstain or withhold * | For | For |
| Franklin Templeton | For | For | For |
| Charles Schwab | For | For | For |
| John Hancock and Manulife | Abstain or withhold * | For | For |
| J.P. Morgan | No report | For | No report |
| Goldman Sachs | No report | For | No report |
| PGIM and Prudential | No report | For | No report |
| Jackson National funds | Abstain or withhold * | For | For |
| Northern Trust and FlexShares | No report | For | No report |
| Lincoln Financial | Abstain or withhold * | For | For |
| Nationwide | Abstain or withhold * | For | For |
| BNY Mellon | No report | For | No report |
| Janus Henderson | No report | For | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Adverum Biotechnologies, Inc. meeting?
76 Form N-PX filers reported votes at the meeting of 17 Jun 2024. On say-on-pay, 3 of 75 voted against management (4.0%). The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Adverum Biotechnologies, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Adverum Biotechnologies, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Adverum Biotechnologies, Inc. with a meeting date within three days of 17 Jun 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 30 Sep 2026.