Home / Companies / Applied Optoelectronics, Inc. / 6 Jun 2024
Applied Optoelectronics, Inc.: meeting of 6 Jun 2024
Votes reported on Form N-PX, item by item
141 Form N-PX filers reported votes at the Applied Optoelectronics, Inc. meeting of 6 Jun 2024. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
2 nominees; 78.3% of reported votes for; 16 filers withheld from or voted against at least one nominee.
155 vote records from 49 filers. 2 of the 48 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
192 vote records from 137 filers. 23 of the 126 filers that marked the item either way voted against management. 11 filers reported this item without a management mark.
SECTION 14A SAY-ON-PAY VOTESIssuer
Frequency of the say-on-pay vote
one year: 118 filers; three years: 5 filers; for: 4 filers; : 2 filers; abstain: 1 filer; not applicable: 1 filer.
188 vote records from 138 filers. 5 of the 128 filers that marked the item either way voted against management. 10 filers reported this item without a management mark.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
77 vote records from 48 filers. 0 of the 47 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
COMPENSATIONIssuer
COMPENSATION: management items
Management items in this category are shown together; filers word and number them differently.
147 vote records from 49 filers. 10 of the 48 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Pay-vote frequency | 4. Auditor |
|---|---|---|---|---|
| Vanguard | For | For | Split or no vote | For |
| BlackRock and iShares | For | For | Split or no vote | For |
| Fidelity | For | For | Split or no vote | For |
| Dimensional | Split or no vote | Against * | Split or no vote * | For |
| State Street and SPDR | For | For | Split or no vote | For |
| American Century | For | Against * | Split or no vote | For |
| Franklin Templeton | For | For | Split or no vote | For |
| Invesco | Split or no vote | For | Split or no vote | For |
| Equitable | For | For | Split or no vote | For |
| Charles Schwab | For | Against * | Split or no vote | For |
| John Hancock and Manulife | For | For | Split or no vote | For |
| Morgan Stanley, Eaton Vance and Calvert | No report | Against * | Split or no vote | No report |
| Goldman Sachs | No report | For | Split or no vote | No report |
| PGIM and Prudential | For | For | Split or no vote | For |
| Northern Trust and FlexShares | For | For | Split or no vote | For |
| Lincoln Financial | Split or no vote | Against * | Split or no vote * | For |
| Voya | For | For | Split or no vote | For |
| First Trust | For | For | Split or no vote | For |
| Nationwide | For | For | Split or no vote | For |
| Victory Capital | For | For | Split or no vote | For |
| Guggenheim and Rydex | For | For | Split or no vote | For |
| Columbia Threadneedle | Split or no vote | For | Split or no vote | For |
| BNY Mellon | No report | For | Split or no vote | No report |
| Principal | Abstain or withhold * | For | Split or no vote | For |
| AllianceBernstein | No report | For | Split or no vote | No report |
| PIMCO | No report | For | Split or no vote | No report |
| Janus Henderson | No report | For | Split or no vote | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Applied Optoelectronics, Inc. meeting?
141 Form N-PX filers reported votes at the meeting of 6 Jun 2024. On say-on-pay, 23 of 126 voted against management (18.3%). The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Applied Optoelectronics, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Applied Optoelectronics, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Applied Optoelectronics, Inc. with a meeting date within three days of 6 Jun 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.