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Home / Companies / Aterian, Inc. / 11 Aug 2023

Meeting · year to 30 June 202441 filers reporting

Aterian, Inc.: meeting of 11 Aug 2023

Votes reported on Form N-PX, item by item

41 Form N-PX filers reported votes at the Aterian, Inc. meeting of 11 Aug 2023. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

2 nominees; 46.4% of reported votes for; 26 filers withheld from or voted against at least one nominee.

144 vote records from 41 filers. 21 of the 40 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

34.1% for0.0% against65.9% other52.5% against management41 filers
2

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

72 vote records from 41 filers. 0 of the 40 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

97.6% for0.0% against2.4% other0.0% against management41 filers100.0% for0.0% against0.0% against management2,251,851 reported shares
3

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

72 vote records from 41 filers. 0 of the 40 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

97.6% for0.0% against2.4% other0.0% against management41 filers100.0% for0.0% against0.0% against management2,251,851 reported shares, counted once per item in this group
4

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

72 vote records from 41 filers. 5 of the 40 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

85.4% for12.2% against2.4% other12.5% against management41 filers97.4% for2.6% against2.6% against management2,251,851 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Auditor
VanguardForFor
BlackRock and iSharesForFor
FidelityAbstain or withhold *For
DimensionalAbstain or withhold *For
State Street and SPDRSplit or no voteFor
EquitableForFor
Charles SchwabForFor
Nuveen and TIAAAbstain or withhold *For
ProShares and ProFundsAbstain or withhold *For
Morgan Stanley, Eaton Vance and CalvertAbstain or withhold *For
Northern Trust and FlexSharesSplit or no voteFor
SEIForFor
T. Rowe PriceAbstain or withhold *For
Lincoln FinancialSplit or no voteFor
VoyaAbstain or withhold *For
NationwideAbstain or withhold *For
Victory CapitalAbstain or withhold *For
Guggenheim and RydexAbstain or withhold *For
PrincipalAbstain or withhold *For
Pacific Life fundsForFor
DWSAbstain or withhold *For

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Aterian, Inc. meeting?

41 Form N-PX filers reported votes at the meeting of 11 Aug 2023. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Aterian, Inc. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Aterian, Inc.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Aterian, Inc. with a meeting date within three days of 11 Aug 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.