Home / Companies / C3.ai, Inc. / 4 Oct 2023
C3.ai, Inc.: meeting of 4 Oct 2023
Votes reported on Form N-PX, item by item
383 Form N-PX filers reported votes at the C3.ai, Inc. meeting of 4 Oct 2023. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
4 nominees; 58.6% of reported votes for; 79 filers withheld from or voted against at least one nominee.
721 vote records from 92 filers. 3 of the 87 filers that marked the item either way voted against management. 5 filers reported this item without a management mark.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
502 vote records from 370 filers. 247 of the 344 filers that marked the item either way voted against management. 26 filers reported this item without a management mark.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
181 vote records from 92 filers. 0 of the 87 filers that marked the item either way voted against management. 5 filers reported this item without a management mark.
COMPENSATIONIssuer
COMPENSATION: management items
Management items in this category are shown together; filers word and number them differently.
236 vote records from 102 filers. 84 of the 97 filers that marked the item either way voted against management. 5 filers reported this item without a management mark.
Several categoriesSecurity holder
Shareholder proposals (not separable from the filings)
Filers described these proposals in wordings that could not be matched to one another, so they are shown together.
3 vote records from 1 filers. 0 of the 1 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Auditor |
|---|---|---|---|
| Vanguard | For | Against * | For |
| BlackRock and iShares | For | Against * | For |
| Fidelity | For | Against * | For |
| Dimensional | Abstain or withhold * | Against * | For |
| State Street and SPDR | Split or no vote | Against * | For |
| American Century | Split or no vote | Against * | For |
| Franklin Templeton | No report | Against * | No report |
| Invesco | For | Against * | For |
| Equitable | For | Against * | For |
| Charles Schwab | Split or no vote | Against * | For |
| Nuveen and TIAA | Split or no vote | Against * | For |
| ProShares and ProFunds | Split or no vote | Against * | For |
| John Hancock and Manulife | Split or no vote | Against * | For |
| Morgan Stanley, Eaton Vance and Calvert | For | Against * | For |
| J.P. Morgan | For | Against * | For |
| Goldman Sachs | Split or no vote | For | For |
| WisdomTree | For | Against * | For |
| PGIM and Prudential | For | Against * | For |
| Northern Trust and FlexShares | Split or no vote | Against * | For |
| SEI | Split or no vote | Against * | For |
| T. Rowe Price | Split or no vote | Against * | For |
| Thrivent | No report | Against * | No report |
| Lincoln Financial | For | Against * | For |
| Voya | Split or no vote | Against * | For |
| First Trust | Split or no vote | Against * | For |
| Nationwide | For | Against * | For |
| Victory Capital | Split or no vote | Against * | For |
| Brighthouse Funds | For | Against * | For |
| Guggenheim and Rydex | Split or no vote | Against * | For |
| Columbia Threadneedle | No report | Against * | No report |
| BNY Mellon | For | Against * | For |
| Principal | Split or no vote | Against * | For |
| Pacific Life funds | For | Against * | For |
| Global X | Split or no vote | Against * | For |
| Federated Hermes | For | Against * | For |
| AllianceBernstein | No report | Against * | No report |
| DWS | Split or no vote | Against * | For |
| Allspring | Split or no vote | Against * | For |
| MassMutual | No report | For | No report |
| Janus Henderson | No report | Against * | No report |
| Neuberger Berman | No report | Against * | No report |
| Natixis and Loomis Sayles | No report | Against * | No report |
| Baird | No report | Against * | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the C3.ai, Inc. meeting?
383 Form N-PX filers reported votes at the meeting of 4 Oct 2023. On say-on-pay, 247 of 344 voted against management (71.8%). The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by C3.ai, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for C3.ai, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing C3.ai, Inc. with a meeting date within three days of 4 Oct 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.