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Home / Companies / Capricor Therapeutics, Inc. / 14 May 2024

Meeting · year to 30 June 202449 filers reporting

Capricor Therapeutics, Inc.: meeting of 14 May 2024

Votes reported on Form N-PX, item by item

49 Form N-PX filers reported votes at the Capricor Therapeutics, Inc. meeting of 14 May 2024. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

9 nominees; 88.9% of reported votes for; 6 filers withheld from or voted against at least one nominee.

117 vote records from 9 filers. 0 of the 9 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management9 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

62 vote records from 49 filers. 25 of the 46 filers that marked the item either way voted against management. 3 filers reported this item without a management mark.

42.9% for51.0% against6.1% other54.3% against management49 filers85.2% for14.8% against14.8% against management1,162,496 reported shares
3

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

13 vote records from 9 filers. 0 of the 9 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management9 filers100.0% for0.0% against0.0% against management719,249 reported shares
4

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

13 vote records from 9 filers. 0 of the 9 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management9 filers100.0% for0.0% against0.0% against management719,249 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Say-on-pay3. Auditor
VanguardForForFor
BlackRock and iSharesForForFor
FidelityForAgainst *For
State Street and SPDRNo reportForNo report
EquitableForForFor
Charles SchwabForAgainst *For
John Hancock and ManulifeForAgainst *For
Goldman SachsNo reportForNo report
PGIM and PrudentialNo reportAgainst *No report
Northern Trust and FlexSharesForForFor
BNY MellonNo reportAgainst *No report

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Capricor Therapeutics, Inc. meeting?

49 Form N-PX filers reported votes at the meeting of 14 May 2024. On say-on-pay, 25 of 46 voted against management (54.3%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Capricor Therapeutics, Inc. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Capricor Therapeutics, Inc.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Capricor Therapeutics, Inc. with a meeting date within three days of 14 May 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.