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Home / Companies / HERCULES CAPITAL, INC. / 18 Jun 2026

Meeting · year to 30 June 2026261 filers reporting

HERCULES CAPITAL, INC.: meeting of 18 Jun 2026

Votes reported on Form N-PX, item by item

261 Form N-PX filers reported votes at the HERCULES CAPITAL, INC. meeting of 18 Jun 2026. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

1 nominee; 55.6% of reported votes for; 8 filers withheld from or voted against at least one nominee.

22 vote records from 18 filers. 4 of the 17 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

72.2% for22.2% against5.6% other23.5% against management18 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

293 vote records from 258 filers. 8 of the 243 filers that marked the item either way voted against management. 15 filers reported this item without a management mark.

91.1% for2.7% against6.2% other3.3% against management258 filers93.0% for5.4% against1.6% other6.9% against management19,652,200 reported shares
3

SECTION 14A SAY-ON-PAY VOTESIssuer

Frequency of the say-on-pay vote

one year: 206 filers; for: 13 filers; three years: 10 filers; two years: 4 filers; not applicable: 3 filers; takenoaction: 2 filers.

286 vote records from 251 filers. 17 of the 236 filers that marked the item either way voted against management. 15 filers reported this item without a management mark.

5.2% for0.0% against94.8% other7.2% against management251 filers23.1% for0.4% against76.5% other21.8% against management19,211,763 reported shares
4

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

22 vote records from 18 filers. 0 of the 17 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

94.4% for0.0% against5.6% other0.0% against management18 filers97.7% for1.3% against1.1% other2.3% against management3,704,524 reported shares
5

COMPENSATIONIssuer

COMPENSATION: management items

Management items in this category are shown together; filers word and number them differently.

51 vote records from 22 filers. 0 of the 21 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

95.5% for0.0% against4.5% other0.0% against management22 filers92.0% for5.0% against3.0% other8.0% against management8,138,988 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Say-on-pay3. Pay-vote frequency4. Auditor
BlackRock and iSharesNo reportForSplit or no voteNo report
DimensionalNo reportForSplit or no vote *No report
State Street and SPDRNo reportForSplit or no voteNo report
Franklin TempletonForForSplit or no voteFor
InvescoForForSplit or no voteFor
Nuveen and TIAANo reportForSplit or no voteNo report
ProShares and ProFundsAgainst *ForSplit or no voteFor
John Hancock and ManulifeNo reportForSplit or no voteNo report
Morgan Stanley, Eaton Vance and CalvertNo reportForSplit or no voteNo report
Goldman SachsForForSplit or no voteFor
WisdomTreeForForSplit or no voteFor
Northern Trust and FlexSharesForForSplit or no voteFor
SEINo reportForSplit or no voteNo report
T. Rowe PriceNo reportForSplit or no voteNo report
First TrustForForSplit or no voteFor
Columbia ThreadneedleNo reportForForNo report
BNY MellonNo reportForSplit or no voteNo report
AllianceBernsteinNo reportForSplit or no voteNo report
VanEckForForFor *For
Neuberger BermanNo reportForSplit or no voteNo report
BairdNo reportForSplit or no voteNo report

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the HERCULES CAPITAL, INC. meeting?

261 Form N-PX filers reported votes at the meeting of 18 Jun 2026. On say-on-pay, 8 of 243 voted against management (3.3%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by HERCULES CAPITAL, INC. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for HERCULES CAPITAL, INC.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing HERCULES CAPITAL, INC. with a meeting date within three days of 18 Jun 2026. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.