Home / Companies / Houlihan Lokey, Inc. / 20 Sep 2023
Houlihan Lokey, Inc.: meeting of 20 Sep 2023
Votes reported on Form N-PX, item by item
510 Form N-PX filers reported votes at the Houlihan Lokey, Inc. meeting of 20 Sep 2023. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
3 nominees; 54.8% of reported votes for; 124 filers withheld from or voted against at least one nominee.
1,056 vote records from 172 filers. 89 of the 171 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
788 vote records from 507 filers. 105 of the 490 filers that marked the item either way voted against management. 17 filers reported this item without a management mark.
4 filers reported share counts too large to be the holding described. No share split is published for this item. How that is decided
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
353 vote records from 172 filers. 3 of the 171 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
0 filers reported share counts too large to be the holding described. No share split is published for this item. How that is decided
CORPORATE GOVERNANCEIssuer
CORPORATE GOVERNANCE: management items
Management items in this category are shown together; filers word and number them differently.
351 vote records from 170 filers. 117 of the 169 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Auditor |
|---|---|---|---|
| Vanguard | For | For | For |
| BlackRock and iShares | For | For | For |
| Fidelity | For | For | For |
| Dimensional | Abstain or withhold * | Against * | For |
| State Street and SPDR | Abstain or withhold * | For | For |
| American Century | Abstain or withhold * | For | For |
| Franklin Templeton | For | For | For |
| Invesco | For | For | For |
| Equitable | Abstain or withhold * | For | For |
| Charles Schwab | For | For | For |
| Nuveen and TIAA | Abstain or withhold * | For | For |
| John Hancock and Manulife | For | For | For |
| Morgan Stanley, Eaton Vance and Calvert | Abstain or withhold * | For | For |
| J.P. Morgan | For | For | For |
| Goldman Sachs | For | For | For |
| WisdomTree | For | For | For |
| PGIM and Prudential | For | Against * | For |
| Jackson National funds | For | For | For |
| Northern Trust and FlexShares | For | For | For |
| SEI | For | Against * | For |
| T. Rowe Price | Abstain or withhold * | For | For |
| Thrivent | Abstain or withhold * | For | For |
| Lincoln Financial | Abstain or withhold * | For | For |
| Voya | Abstain or withhold * | For | For |
| First Trust | Abstain or withhold * | For | For |
| Russell Investments | For | Against * | For |
| Nationwide | Abstain or withhold * | For | For |
| Victory Capital | Abstain or withhold * | For | For |
| Brighthouse Funds | For | Against | For |
| Guggenheim and Rydex | Abstain or withhold * | For | For |
| Columbia Threadneedle | Abstain or withhold * | For | For |
| BNY Mellon | For | For | For |
| Principal | Abstain or withhold * | For | For |
| Capital Group and American Funds | For | For | For |
| Pacific Life funds | For | For | For |
| AllianceBernstein | Abstain or withhold * | For | For |
| Hartford Funds | For | For | For |
| DWS | No report | For | No report |
| PIMCO | Abstain or withhold * | For | Against * |
| Allspring | No report | For | No report |
| MassMutual | For | For | For |
| Harbor Funds | Abstain or withhold * | For | For |
| Virtus | Abstain or withhold * | For | For |
| Macquarie and Delaware Funds | Abstain or withhold * | For | For |
| Janus Henderson | No report | For | No report |
| Neuberger Berman | For | Against * | For |
| Natixis and Loomis Sayles | No report | Against * | No report |
| Baird | No report | For | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Houlihan Lokey, Inc. meeting?
510 Form N-PX filers reported votes at the meeting of 20 Sep 2023. On say-on-pay, 105 of 490 voted against management (21.4%). The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Houlihan Lokey, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Houlihan Lokey, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Houlihan Lokey, Inc. with a meeting date within three days of 20 Sep 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.