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Home / Companies / Rocket Pharmaceuticals, Inc. / 13 Jun 2024

Meeting · year to 30 June 2024340 filers reporting

Rocket Pharmaceuticals, Inc.: meeting of 13 Jun 2024

Votes reported on Form N-PX, item by item

340 Form N-PX filers reported votes at the Rocket Pharmaceuticals, Inc. meeting of 13 Jun 2024. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

10 nominees; 90.1% of reported votes for; 95 filers withheld from or voted against at least one nominee.

2,491 vote records from 138 filers. 1 of the 136 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

99.3% for0.0% against0.7% other0.7% against management138 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

500 vote records from 337 filers. 18 of the 326 filers that marked the item either way voted against management. 11 filers reported this item without a management mark.

91.4% for5.3% against3.3% other5.5% against management337 filers99.1% for0.9% against0.0% other0.8% against management97,012,285 reported shares
3

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

249 vote records from 137 filers. 0 of the 135 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

100.0% for0.0% against0.0% against management137 filers100.0% for0.0% against0.0% against management35,409,847 reported shares
4

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

249 vote records from 137 filers. 2 of the 135 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

98.5% for1.5% against1.5% against management137 filers99.9% for0.1% against0.1% against management35,409,847 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Say-on-pay3. Auditor
VanguardForForFor
BlackRock and iSharesForForFor
FidelityForForFor
DimensionalForForFor
State Street and SPDRForForFor
American CenturyForForFor
Franklin TempletonForForFor
InvescoForForFor
EquitableForForFor
Charles SchwabForForFor
Nuveen and TIAAForForFor
ProShares and ProFundsForForFor
John Hancock and ManulifeForForFor
Morgan Stanley, Eaton Vance and CalvertForForFor
J.P. MorganForForFor
Goldman SachsForForFor
PGIM and PrudentialForForFor
Jackson National fundsForForFor
Northern Trust and FlexSharesForForFor
SEIForForFor
T. Rowe PriceForForFor
ThriventForForFor
Lincoln FinancialForForFor
VoyaForForFor
Russell InvestmentsForForFor
NationwideForForFor
Victory CapitalForForFor
Brighthouse FundsForForFor
Guggenheim and RydexForForFor
Columbia ThreadneedleNo reportForNo report
BNY MellonForForFor
PrincipalForForFor
Pacific Life fundsForForFor
Global XForForFor
TransamericaForForFor
AllianceBernsteinNo reportForNo report
Hartford FundsForForFor
DWSForForFor
MassMutualForForFor
Harbor FundsForForFor
VirtusForForFor
Macquarie and Delaware FundsForForFor
Janus HendersonForForFor
Neuberger BermanForForFor

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Rocket Pharmaceuticals, Inc. meeting?

340 Form N-PX filers reported votes at the meeting of 13 Jun 2024. On say-on-pay, 18 of 326 voted against management (5.5%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Rocket Pharmaceuticals, Inc. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Rocket Pharmaceuticals, Inc.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Rocket Pharmaceuticals, Inc. with a meeting date within three days of 13 Jun 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.