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Home / Companies / Siebert Financial Corp. / 18 Nov 2025

Meeting · year to 30 June 202694 filers reporting

Siebert Financial Corp.: meeting of 18 Nov 2025

Votes reported on Form N-PX, item by item

94 Form N-PX filers reported votes at the Siebert Financial Corp. meeting of 18 Nov 2025. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

7 nominees; 65.8% of reported votes for; 34 filers withheld from or voted against at least one nominee.

525 vote records from 42 filers. 4 of the 41 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

88.1% for0.0% against11.9% other9.8% against management42 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

151 vote records from 94 filers. 46 of the 90 filers that marked the item either way voted against management. 4 filers reported this item without a management mark.

47.9% for48.9% against3.2% other51.1% against management94 filers82.6% for17.4% against17.4% against management3,126,362 reported shares
3

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

75 vote records from 42 filers. 0 of the 41 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

97.6% for0.0% against2.4% other0.0% against management42 filers100.0% for0.0% against0.0% against management1,377,204 reported shares
4

COMPENSATIONIssuer

COMPENSATION: management items

Management items in this category are shown together; filers word and number them differently.

75 vote records from 42 filers. 1 of the 41 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.

95.2% for2.4% against2.4% other2.4% against management42 filers97.9% for2.1% against2.1% against management1,377,204 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Say-on-pay3. Auditor
VanguardForForFor
BlackRock and iSharesForForFor
FidelityForForFor
DimensionalForAgainst *For
State Street and SPDRForForFor
American CenturyForAgainst *For
InvescoForAgainst *For
EquitableForForFor
Charles SchwabForForFor
Nuveen and TIAAAbstain or withhold *Against *For
ProShares and ProFundsForAgainst *For
Morgan Stanley, Eaton Vance and CalvertForAgainst *For
J.P. MorganNo reportForNo report
Goldman SachsAbstain or withhold *Against *For
PGIM and PrudentialNo reportForNo report
Northern Trust and FlexSharesSplit or no voteForSplit or no vote
SEIAbstain or withhold *ForFor
T. Rowe PriceForAgainst *For
Lincoln FinancialForForFor
Russell InvestmentsNo reportForNo report
NationwideForForFor
Victory CapitalForAgainst *For
Guggenheim and RydexForAgainst *For
BNY MellonNo reportAgainst *No report
PrincipalForAgainst *For
Pacific Life fundsForForFor
Global XForForFor
AllianceBernsteinNo reportAgainst *No report
DWSForAgainst *For

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Siebert Financial Corp. meeting?

94 Form N-PX filers reported votes at the meeting of 18 Nov 2025. On say-on-pay, 46 of 90 voted against management (51.1%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Siebert Financial Corp. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Siebert Financial Corp.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Siebert Financial Corp. with a meeting date within three days of 18 Nov 2025. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.