Home / Companies / Soochow Securities Co., Ltd. / 29 Dec 2023
Soochow Securities Co., Ltd.: meeting of 29 Dec 2023
Votes reported on Form N-PX, item by item
31 Form N-PX filers reported votes at the Soochow Securities Co., Ltd. meeting of 29 Dec 2023. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
2 nominees; 100.0% of reported votes for; no filer withheld from or voted against at least one nominee.
114 vote records from 31 filers. 0 of the 31 filers that marked the item either way voted against management.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
57 vote records from 31 filers. 0 of the 31 filers that marked the item either way voted against management.
CORPORATE GOVERNANCEIssuer
CORPORATE GOVERNANCE: management items
Management items in this category are shown together; filers word and number them differently.
114 vote records from 31 filers. 0 of the 31 filers that marked the item either way voted against management.
OTHERIssuer
OTHER: management items
Management items in this category are shown together; filers word and number them differently.
4 vote records from 3 filers. No filer marked a management recommendation, so no against-management figure is reported. 3 filers reported this item without a management mark.
How the largest families voted
| Family | 1. Directors | 2. Auditor |
|---|---|---|
| Vanguard | For | For |
| BlackRock and iShares | For | For |
| Fidelity | For | For |
| Dimensional | For | For |
| State Street and SPDR | For | For |
| Franklin Templeton | For | For |
| Charles Schwab | For | For |
| Nuveen and TIAA | For | For |
| John Hancock and Manulife | For | For |
| PGIM and Prudential | For | For |
| Jackson National funds | For | For |
| Northern Trust and FlexShares | For | For |
| SEI | For | For |
| Lincoln Financial | For | For |
| BNY Mellon | For | For |
| Pacific Life funds | For | For |
| Global X | For | For |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Soochow Securities Co., Ltd. meeting?
31 Form N-PX filers reported votes at the meeting of 29 Dec 2023. The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Soochow Securities Co., Ltd. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Soochow Securities Co., Ltd.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Soochow Securities Co., Ltd. with a meeting date within three days of 29 Dec 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.