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Home / Companies / SWK Holdings Corporation / 31 Mar 2026

Meeting · year to 30 June 2026109 filers reporting

SWK Holdings Corporation: meeting of 31 Mar 2026

Votes reported on Form N-PX, item by item

109 Form N-PX filers reported votes at the SWK Holdings Corporation meeting of 31 Mar 2026. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

1 vote records from 1 filers. No filer marked a management recommendation, so no against-management figure is reported. 1 filer reported this item without a management mark.

0.0% for0.0% against100.0% other1 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on pay tied to a merger or sale

171 vote records from 108 filers. 10 of the 105 filers that marked the item either way voted against management. 3 filers reported this item without a management mark.

88.0% for9.3% against2.8% other9.5% against management108 filers99.7% for0.3% against0.3% against management10,659,276 reported shares
3

EXTRAORDINARY TRANSACTIONSIssuer

EXTRAORDINARY TRANSACTIONS: management items

Management items in this category are shown together; filers word and number them differently.

77 vote records from 38 filers. 0 of the 38 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management38 filers99.7% for0.0% against0.3% other0.3% against management406,454 reported shares, counted once per item in this group
4

COMPENSATIONIssuer

COMPENSATION: management items

Management items in this category are shown together; filers word and number them differently.

81 vote records from 40 filers. 0 of the 40 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management40 filers99.7% for0.3% against0.3% against management408,084 reported shares, counted once per item in this group
5

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

81 vote records from 40 filers. 5 of the 40 filers that marked the item either way voted against management.

87.5% for12.5% against12.5% against management40 filers99.3% for0.4% against0.3% other0.7% against management409,316 reported shares, counted once per item in this group

How the largest families voted

Family2. Merger pay
VanguardFor
BlackRock and iSharesFor
FidelityFor
DimensionalFor
State Street and SPDRFor
InvescoFor
EquitableFor
Charles SchwabFor
Nuveen and TIAAAgainst *
ProShares and ProFundsFor
Morgan Stanley, Eaton Vance and CalvertFor
J.P. MorganFor
Goldman SachsFor
PGIM and PrudentialFor
Northern Trust and FlexSharesFor
SEIFor
T. Rowe PriceFor
Lincoln FinancialFor
Russell InvestmentsFor
NationwideFor
Victory CapitalFor
Guggenheim and RydexFor
Columbia ThreadneedleFor
BNY MellonFor
PrincipalFor
Pacific Life fundsFor
Global XFor
AllianceBernsteinAgainst *
DWSFor
Harbor FundsFor
Neuberger BermanFor

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the SWK Holdings Corporation meeting?

109 Form N-PX filers reported votes at the meeting of 31 Mar 2026. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by SWK Holdings Corporation on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for SWK Holdings Corporation

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing SWK Holdings Corporation with a meeting date within three days of 31 Mar 2026. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.