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Home / Companies / Alibaba Group Holding Limited / 28 Sep 2023

Meeting · year to 30 June 2024265 filers reporting

Alibaba Group Holding Limited: meeting of 28 Sep 2023

Votes reported on Form N-PX, item by item

265 Form N-PX filers reported votes at the Alibaba Group Holding Limited meeting of 28 Sep 2023. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

3 nominees; 97.1% of reported votes for; 16 filers withheld from or voted against at least one nominee.

1,635 vote records from 264 filers. 5 of the 262 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

One filer reported a share count too large to be the holding described. That figure is left out of the share split below; the count of filers includes it. How that is decided

97.3% for1.9% against0.8% other1.9% against management264 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

1 vote records from 1 filers. 0 of the 1 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management1 filers100.0% for0.0% against0.0% against management386 reported shares
3

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

544 vote records from 264 filers. 13 of the 262 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

One filer reported a share count too large to be the holding described. That figure is left out of the share split below; the count of filers includes it. How that is decided

94.3% for5.3% against0.4% other5.0% against management264 filers96.3% for3.7% against3.5% against management2,088,002,000 reported shares
4

OTHERIssuer

OTHER: management items

Management items in this category are shown together; filers word and number them differently.

82 vote records from 40 filers. 0 of the 3 filers that marked the item either way voted against management. 37 filers reported this item without a management mark.

7.5% for0.0% against92.5% other0.0% against management40 filers97.0% for2.8% against0.2% other2.8% against management5,050,814 reported shares, counted once per item in this group
5

Several categoriesSecurity holder

Shareholder proposals (not separable from the filings)

Filers described these proposals in wordings that could not be matched to one another, so they are shown together.

1 vote records from 1 filers. 0 of the 1 filers that marked the item either way voted against management.

0.0% for0.0% against100.0% other0.0% against management1 filers0.0% for0.0% against100.0% other0.0% against management96,500 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors3. Auditor
VanguardForFor
BlackRock and iSharesForFor
FidelityForFor
DimensionalForFor
State Street and SPDRForFor
American CenturyForFor
Franklin TempletonAgainst *For
InvescoForFor
EquitableForFor
Charles SchwabForFor
Nuveen and TIAAForFor
ProShares and ProFundsForFor
John Hancock and ManulifeForFor
Morgan Stanley, Eaton Vance and CalvertForFor
J.P. MorganForFor
Goldman SachsForFor
WisdomTreeForFor
PGIM and PrudentialForFor
Jackson National fundsForFor
Northern Trust and FlexSharesForFor
SEIForFor
T. Rowe PriceForFor
ThriventForFor
Lincoln FinancialForFor
VoyaForFor
First TrustForFor
Russell InvestmentsForFor
NationwideForFor
Victory CapitalForFor
Brighthouse FundsForAgainst
Columbia ThreadneedleForFor
BNY MellonForFor
PrincipalForFor
Capital Group and American FundsForFor
Pacific Life fundsForFor
Global XForFor
MFSForFor
TransamericaForFor
Federated HermesForFor
AllianceBernsteinForFor
Hartford FundsForFor
DWSForFor
AllspringForFor
MassMutualForFor
Harbor FundsForFor
VirtusForAgainst *
VanEckForFor
Macquarie and Delaware FundsForFor
Janus HendersonForFor
Neuberger BermanForFor
American BeaconForFor
Natixis and Loomis SaylesForFor
Lord AbbettForFor
Harris Associates and OakmarkForFor
Artisan PartnersForFor

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Alibaba Group Holding Limited meeting?

265 Form N-PX filers reported votes at the meeting of 28 Sep 2023. On say-on-pay, 0 of 1 voted against management (0.0%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Alibaba Group Holding Limited on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Alibaba Group Holding Limited

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Alibaba Group Holding Limited with a meeting date within three days of 28 Sep 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.