Home / Companies / Huatai Securities Co., Ltd. / 24 Nov 2023
Huatai Securities Co., Ltd.: meeting of 24 Nov 2023
Votes reported on Form N-PX, item by item
67 Form N-PX filers reported votes at the Huatai Securities Co., Ltd. meeting of 24 Nov 2023. Their records fall into 6 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
1 nominee; 92.0% of reported votes for; 2 filers withheld from or voted against at least one nominee.
25 vote records from 15 filers. 2 of the 15 filers that marked the item either way voted against management.
DIRECTOR ELECTIONSSecurity holder
Director elections (nominees put forward by security holders)
1 nominee; 100.0% of reported votes for; no filer withheld from or voted against at least one nominee.
150 vote records from 52 filers. 0 of the 52 filers that marked the item either way voted against management.
CAPITAL STRUCTUREIssuer
CAPITAL STRUCTURE: management items
Management items in this category are shown together; filers word and number them differently.
347 vote records from 67 filers. 0 of the 67 filers that marked the item either way voted against management.
CORPORATE GOVERNANCEIssuer
CORPORATE GOVERNANCE: management items
Management items in this category are shown together; filers word and number them differently.
175 vote records from 67 filers. 0 of the 67 filers that marked the item either way voted against management.
OTHERIssuer
OTHER: management items
Management items in this category are shown together; filers word and number them differently.
40 vote records from 8 filers. No filer marked a management recommendation, so no against-management figure is reported. 8 filers reported this item without a management mark.
Several categoriesSecurity holder
Shareholder proposals (not separable from the filings)
Filers described these proposals in wordings that could not be matched to one another, so they are shown together.
2 vote records from 1 filers. 0 of the 1 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Directors |
|---|---|---|
| Vanguard | No report | For |
| BlackRock and iShares | No report | For |
| Fidelity | No report | For |
| Dimensional | No report | For |
| State Street and SPDR | No report | For |
| American Century | No report | For |
| Franklin Templeton | For | For |
| Invesco | No report | For |
| Equitable | No report | For |
| Charles Schwab | For | No report |
| Nuveen and TIAA | No report | For |
| John Hancock and Manulife | For | No report |
| Morgan Stanley, Eaton Vance and Calvert | No report | For |
| J.P. Morgan | For | No report |
| Goldman Sachs | For | No report |
| WisdomTree | No report | For |
| PGIM and Prudential | No report | For |
| Jackson National funds | For | No report |
| Northern Trust and FlexShares | No report | For |
| Thrivent | No report | For |
| Lincoln Financial | No report | For |
| Voya | No report | For |
| First Trust | No report | For |
| Russell Investments | For | No report |
| Victory Capital | No report | For |
| BNY Mellon | No report | For |
| Pacific Life funds | No report | For |
| Global X | For | No report |
| Federated Hermes | Against * | No report |
| AllianceBernstein | No report | For |
| Hartford Funds | For | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Huatai Securities Co., Ltd. meeting?
67 Form N-PX filers reported votes at the meeting of 24 Nov 2023. The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Huatai Securities Co., Ltd. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Huatai Securities Co., Ltd.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Huatai Securities Co., Ltd. with a meeting date within three days of 24 Nov 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.