Home / Companies / Huatai Securities Co., Ltd. / 20 Jun 2024
Huatai Securities Co., Ltd.: meeting of 20 Jun 2024
Votes reported on Form N-PX, item by item
59 Form N-PX filers reported votes at the Huatai Securities Co., Ltd. meeting of 20 Jun 2024. Their records fall into 7 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
1 nominee; 95.9% of reported votes for; 5 filers withheld from or voted against at least one nominee.
173 vote records from 58 filers. 0 of the 58 filers that marked the item either way voted against management.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
175 vote records from 58 filers. 45 of the 58 filers that marked the item either way voted against management.
EXTRAORDINARY TRANSACTIONSIssuer
EXTRAORDINARY TRANSACTIONS: management items
Management items in this category are shown together; filers word and number them differently.
55 vote records from 6 filers. 1 of the 6 filers that marked the item either way voted against management.
CAPITAL STRUCTUREIssuer
CAPITAL STRUCTURE: management items
Management items in this category are shown together; filers word and number them differently.
659 vote records from 58 filers. 0 of the 58 filers that marked the item either way voted against management.
CORPORATE GOVERNANCEIssuer
CORPORATE GOVERNANCE: management items
Management items in this category are shown together; filers word and number them differently.
1,674 vote records from 52 filers. 0 of the 52 filers that marked the item either way voted against management.
OTHERIssuer
OTHER: management items
Management items in this category are shown together; filers word and number them differently.
111 vote records from 7 filers. 0 of the 7 filers that marked the item either way voted against management.
AUDIT-RELATEDSecurity holder
22 may 2024: please note that this is a revision due to addition of comment. if you have already sent in...
149 vote records from 47 filers. 0 of the 47 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Auditor | 7. Proposal |
|---|---|---|---|
| Vanguard | For | Against * | For |
| BlackRock and iShares | For | Against * | For |
| Fidelity | For | Against * | For |
| Dimensional | For | Against * | For |
| State Street and SPDR | For | Against * | For |
| American Century | For | Against * | For |
| Franklin Templeton | For | Against * | For |
| Invesco | For | Against * | For |
| Equitable | For | Abstain or withhold * | For |
| Charles Schwab | Split or no vote | For | No report |
| Nuveen and TIAA | For | Against * | For |
| John Hancock and Manulife | For | Split or no vote | No report |
| Morgan Stanley, Eaton Vance and Calvert | For | Against * | For |
| J.P. Morgan | For | Split or no vote | No report |
| Goldman Sachs | Split or no vote | For | No report |
| WisdomTree | For | Against * | For |
| PGIM and Prudential | For | Against * | For |
| Jackson National funds | For | Split or no vote | No report |
| Northern Trust and FlexShares | For | Against * | For |
| Lincoln Financial | For | Against | For |
| Voya | For | Against * | For |
| First Trust | For | Against * | For |
| Russell Investments | Split or no vote | For | No report |
| BNY Mellon | For | Against * | For |
| Pacific Life funds | For | Against * | For |
| Hartford Funds | Split or no vote | For | No report |
| PIMCO | For | Against * | For |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Huatai Securities Co., Ltd. meeting?
59 Form N-PX filers reported votes at the meeting of 20 Jun 2024. One proposal from security holders could be told apart in the filings. The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Huatai Securities Co., Ltd. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Huatai Securities Co., Ltd.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Huatai Securities Co., Ltd. with a meeting date within three days of 20 Jun 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.