Home / Companies / LiveOne, Inc. / 14 Sep 2023
LiveOne, Inc.: meeting of 14 Sep 2023
Votes reported on Form N-PX, item by item
50 Form N-PX filers reported votes at the LiveOne, Inc. meeting of 14 Sep 2023. Their records fall into 4 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
8 nominees; 41.4% of reported votes for; 13 filers withheld from or voted against at least one nominee.
152 vote records from 13 filers. 6 of the 13 filers that marked the item either way voted against management.
SECTION 14A SAY-ON-PAY VOTESIssuer
Frequency of the say-on-pay vote
one year: 43 filers; three years: 3 filers; not applicable: 1 filer; : 1 filer.
63 vote records from 50 filers. 44 of the 47 filers that marked the item either way voted against management. 3 filers reported this item without a management mark.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
19 vote records from 13 filers. 0 of the 13 filers that marked the item either way voted against management.
CORPORATE GOVERNANCEIssuer
CORPORATE GOVERNANCE: management items
Management items in this category are shown together; filers word and number them differently.
19 vote records from 13 filers. 10 of the 13 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Pay-vote frequency | 3. Auditor |
|---|---|---|---|
| Vanguard | For | Split or no vote * | For |
| BlackRock and iShares | Split or no vote | Split or no vote * | For |
| Fidelity | Abstain or withhold * | Split or no vote * | For |
| State Street and SPDR | No report | Split or no vote * | No report |
| Equitable | Split or no vote | Split or no vote * | For |
| Charles Schwab | For | Split or no vote * | For |
| John Hancock and Manulife | Abstain or withhold * | Split or no vote * | For |
| Goldman Sachs | No report | Split or no vote * | No report |
| PGIM and Prudential | No report | Split or no vote * | No report |
| Northern Trust and FlexShares | No report | Split or no vote * | No report |
| Victory Capital | Abstain or withhold * | Split or no vote * | For |
| Guggenheim and Rydex | Abstain or withhold * | Split or no vote * | For |
| BNY Mellon | No report | Split or no vote * | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the LiveOne, Inc. meeting?
50 Form N-PX filers reported votes at the meeting of 14 Sep 2023. The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by LiveOne, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for LiveOne, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing LiveOne, Inc. with a meeting date within three days of 14 Sep 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 30 Sep 2026.