Home / Companies / LiveOne, Inc. / 12 Sep 2024
LiveOne, Inc.: meeting of 12 Sep 2024
Votes reported on Form N-PX, item by item
106 Form N-PX filers reported votes at the LiveOne, Inc. meeting of 12 Sep 2024. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
8 nominees; 68.4% of reported votes for; 41 filers withheld from or voted against at least one nominee.
640 vote records from 47 filers. 5 of the 47 filers that marked the item either way voted against management.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
127 vote records from 90 filers. 8 of the 88 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
80 vote records from 47 filers. 0 of the 47 filers that marked the item either way voted against management.
CORPORATE GOVERNANCEIssuer
CORPORATE GOVERNANCE: management items
Management items in this category are shown together; filers word and number them differently.
80 vote records from 47 filers. 27 of the 47 filers that marked the item either way voted against management.
SECTION 14A SAY-ON-PAY VOTESSecurity holder
Shareholder proposal: SECTION 14A SAY-ON-PAY VOTES
23 vote records from 16 filers. 1 of the 15 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Auditor | 5. Proposal |
|---|---|---|---|---|
| Vanguard | For | For | For | No report |
| BlackRock and iShares | Split or no vote | No report | For | For |
| Fidelity | For | For | For | No report |
| Dimensional | No report | For | No report | No report |
| State Street and SPDR | For | For | For | No report |
| Invesco | No report | For | No report | No report |
| Equitable | Abstain or withhold * | For | For | No report |
| Charles Schwab | For | For | For | No report |
| Nuveen and TIAA | For | For | For | No report |
| ProShares and ProFunds | For | For | For | No report |
| John Hancock and Manulife | For | For | For | For |
| Morgan Stanley, Eaton Vance and Calvert | Abstain or withhold * | Against * | For | No report |
| J.P. Morgan | No report | For | No report | No report |
| Goldman Sachs | Abstain or withhold * | For | For | No report |
| PGIM and Prudential | No report | For | No report | No report |
| Jackson National funds | For | No report | For | For |
| Northern Trust and FlexShares | For | For | For | For |
| T. Rowe Price | For | For | For | No report |
| Lincoln Financial | For | For | For | No report |
| Voya | For | For | For | No report |
| Nationwide | For | For | For | No report |
| Victory Capital | For | For | For | No report |
| Guggenheim and Rydex | For | For | For | No report |
| BNY Mellon | No report | For | No report | No report |
| Principal | No report | For | No report | No report |
| Pacific Life funds | Split or no vote | For | For | No report |
| Global X | For | For | For | No report |
| AllianceBernstein | No report | For | No report | No report |
| DWS | For | For | For | No report |
| Neuberger Berman | No report | For | No report | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the LiveOne, Inc. meeting?
106 Form N-PX filers reported votes at the meeting of 12 Sep 2024. On say-on-pay, 8 of 88 voted against management (9.1%). One proposal from security holders could be told apart in the filings. The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by LiveOne, Inc. on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for LiveOne, Inc.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing LiveOne, Inc. with a meeting date within three days of 12 Sep 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 30 Sep 2026.