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Home / Companies / NOVARTIS AG / 15 Sep 2023

Meeting · year to 30 June 2024139 filers reporting

NOVARTIS AG: meeting of 15 Sep 2023

Votes reported on Form N-PX, item by item

139 Form N-PX filers reported votes at the NOVARTIS AG meeting of 15 Sep 2023. Their records fall into 6 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

5 vote records from 3 filers. 0 of the 3 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management3 filers66.9% for33.1% against33.1% against management38,112 reported shares
2

EXTRAORDINARY TRANSACTIONSIssuer

EXTRAORDINARY TRANSACTIONS: management items

Management items in this category are shown together; filers word and number them differently.

127 vote records from 68 filers. 0 of the 65 filers that marked the item either way voted against management. 3 filers reported this item without a management mark.

92.6% for0.0% against7.4% other0.0% against management68 filers100.0% for0.0% against0.0% other0.0% against management36,125,241 reported shares, counted once per item in this group
3

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

376 vote records from 129 filers. 0 of the 105 filers that marked the item either way voted against management. 24 filers reported this item without a management mark.

76.0% for0.0% against24.0% other0.0% against management129 filers75.0% for0.0% against25.0% other0.0% against management165,455,144 reported shares, counted once per item in this group
4

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

196 vote records from 96 filers. 37 of the 41 filers that marked the item either way voted against management. 55 filers reported this item without a management mark.

0.0% for67.7% against32.3% other90.2% against management96 filers0.0% for78.4% against21.6% other99.4% against management96,018,378 reported shares, counted once per item in this group
5

OTHERIssuer

OTHER: management items

Management items in this category are shown together; filers word and number them differently.

71 vote records from 39 filers. 19 of the 36 filers that marked the item either way voted against management. 3 filers reported this item without a management mark.

38.5% for51.3% against10.3% other52.8% against management39 filers7.8% for92.2% against0.0% other92.2% against management4,758,557 reported shares, counted once per item in this group
6

Several categoriesSecurity holder

Shareholder proposals (not separable from the filings)

Filers described these proposals in wordings that could not be matched to one another, so they are shown together.

3 vote records from 1 filers. 0 of the 1 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management1 filers100.0% for0.0% against0.0% against management47,478 reported shares, counted once per item in this group

How the largest families voted

None of the families tracked on this site reported a position on these items.

Questions

How did large funds vote at the NOVARTIS AG meeting?

139 Form N-PX filers reported votes at the meeting of 15 Sep 2023. On say-on-pay, 0 of 3 voted against management (0.0%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by NOVARTIS AG on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for NOVARTIS AG

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing NOVARTIS AG with a meeting date within three days of 15 Sep 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.