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Spectrum Asset Management, Inc.
institutional manager voting report
- Vote records reported
- 70year to 30 June 2026
- Against management
- 1.4%1 of 70 marked votes
- Say-on-pay support
- not reportedfor, of for + against + abstain
- Shareholder-proposal support
- not reportednot reported by managers
foragainstabstain, withhold or otheramber tick: the portion cast against management
For the year to 30 June 2026, Spectrum Asset Management, Inc. reported 70 vote records on Form N-PX. 1 of the 70 votes that were marked for or against management went against management: 1.4%, 4.9 percentage points below the median institutional manager (6.4%).
Weighted by the number of shares voted, the against-management share is 4.3%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.
Institutional managers report their say-on-pay votes only, so this page has no figures for director elections, shareholder proposals or other categories.
Compared with other filers
Each rate is defined once, in the methodology. The median is taken over 2,628 institutional managers with at least 25 vote records in the season.
| year to 30 June 2026 | This filer | Median institutional manager | All filers pooled |
|---|---|---|---|
| Against-management share | 1.4% | 6.4% | 10.6% |
| Say-on-pay support rate | not reported | 91.4% | 86.0% |
| Shareholder-proposal support rate | not reported | 41.1% | 33.9% |
| Shares on loan, share of shares held | 0.00% | 0.00% | 3.12% |
| Largest families, year to 30 June 2026 | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|
| Vanguard | 20.1% | 94.1% | 42.0% |
| BlackRock and iShares | 7.5% | 88.3% | 11.9% |
| Fidelity | 6.0% | 94.7% | 27.6% |
| Dimensional | 16.4% | 78.9% | 57.4% |
| State Street and SPDR | 16.9% | 77.1% | 50.4% |
Votes by category
Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.
| Category (as the form names it) | Votes | For | Against | Against management | Split |
|---|---|---|---|---|---|
| DIRECTOR ELECTIONS | 60 | 60 | 0 | 0.0% | |
| SECTION 14A SAY-ON-PAY VOTES | 4 | 4 | 0 | 0.0% | |
| AUDIT-RELATED | 4 | 4 | 0 | 0.0% | |
| CORPORATE GOVERNANCE | 1 | 1 | 0 | 100.0% | |
| OTHER SOCIAL ISSUES | 1 | 0 | 1 | 0.0% |
By season
| Season | Vote records | Against management | Say-on-pay support | Shareholder-proposal support | Split |
|---|---|---|---|---|---|
| year to 30 June 2025 | 27 | 7.4% | not reported | not reported | |
| year to 30 June 2026 | 70 | 1.4% | not reported | not reported |
Say-on-pay votes against management
Counting one say-on-pay item per company meeting, Spectrum Asset Management, Inc. voted against management on 0 of the 2 it marked either way (0.0%) in the year to 30 June 2026.
Shareholder proposals it supported
Of 2 proposals from security holders that could be told apart in the filings and on which it cast a vote, Spectrum Asset Management, Inc. voted for 1 (50.0%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.
| Company | Meeting | Proposal |
|---|---|---|
| Bank of America Corporation | 4 May 2026 | Shareholder proposal requesting independent board chair |
Shares on loan
Spectrum Asset Management, Inc. reported no shares on loan for the year to 30 June 2026. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.
Fund series in this filing
3 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.
| Series | Vote records | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|---|
| S000007170 | 34 | 2.9% | not reported | not reported |
| S000024296 | 18 | 0.0% | not reported | not reported |
| S000068805 | 18 | 0.0% | not reported | not reported |
The filings
These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.
- N-PX filed 12 Aug 2026 accession 0001318293-26-000005
- Every N-PX filing by this filer on EDGAR
Questions
How did Spectrum Asset Management, Inc. vote on executive pay?
In the year to 30 June 2026 Spectrum Asset Management, Inc. reported 4 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 4 were for (100.0%), 0 against and 0 abstentions. Counting one item per company meeting, it voted against management on 0 of the 2 say-on-pay items it marked either way.
How often does Spectrum Asset Management, Inc. vote against management?
1.4% of the time in the year to 30 June 2026: 1 of the 70 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.
Is this the result of the meetings?
No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.
Where does the data come from?
From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by Spectrum Asset Management, Inc. (filer no. 1318293), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.