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Home / Companies / AU Small Finance Bank Limited / 10 Aug 2023

Meeting · year to 30 June 202458 filers reporting

AU Small Finance Bank Limited: meeting of 10 Aug 2023

Votes reported on Form N-PX, item by item

58 Form N-PX filers reported votes at the AU Small Finance Bank Limited meeting of 10 Aug 2023. Their records fall into 6 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

1 nominee; 100.0% of reported votes for; no filer withheld from or voted against at least one nominee.

104 vote records from 56 filers. 0 of the 56 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management56 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

4 vote records from 1 filers. 0 of the 1 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management1 filers100.0% for0.0% against0.0% against management4,216,576 reported shares
3

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

312 vote records from 56 filers. 0 of the 56 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management56 filers99.9% for0.1% against0.1% against management299,033,415 reported shares, counted once per item in this group
4

COMPENSATIONIssuer

COMPENSATION: management items

Management items in this category are shown together; filers word and number them differently.

208 vote records from 56 filers. 2 of the 56 filers that marked the item either way voted against management.

96.4% for3.6% against3.6% against management56 filers98.8% for1.2% against1.2% against management199,355,610 reported shares, counted once per item in this group
5

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

201 vote records from 56 filers. 0 of the 56 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management56 filers100.0% for0.0% against0.0% against management198,512,010 reported shares, counted once per item in this group
6

OTHERIssuer

OTHER: management items

Management items in this category are shown together; filers word and number them differently.

15 vote records from 7 filers. 0 of the 7 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management7 filers100.0% for0.0% against0.0% against management843,600 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors
VanguardFor
BlackRock and iSharesFor
FidelityFor
DimensionalFor
State Street and SPDRFor
American CenturyFor
Franklin TempletonFor
InvescoFor
EquitableFor
Charles SchwabFor
Nuveen and TIAAFor
John Hancock and ManulifeFor
Morgan Stanley, Eaton Vance and CalvertFor
J.P. MorganFor
WisdomTreeFor
Jackson National fundsFor
Northern Trust and FlexSharesFor
Lincoln FinancialFor
VoyaFor
Columbia ThreadneedleFor
Capital Group and American FundsFor
Pacific Life fundsFor
AllspringFor

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the AU Small Finance Bank Limited meeting?

58 Form N-PX filers reported votes at the meeting of 10 Aug 2023. On say-on-pay, 0 of 1 voted against management (0.0%). The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by AU Small Finance Bank Limited on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for AU Small Finance Bank Limited

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing AU Small Finance Bank Limited with a meeting date within three days of 10 Aug 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.