Home / Companies / Capital Southwest Corporation / 26 Jul 2023
Capital Southwest Corporation: meeting of 26 Jul 2023
Votes reported on Form N-PX, item by item
109 Form N-PX filers reported votes at the Capital Southwest Corporation meeting of 26 Jul 2023. Their records fall into 5 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.
foragainstabstain, withhold or otheramber tick: the portion cast against management
Items
DIRECTOR ELECTIONSIssuer
Director elections
6 nominees; 85.7% of reported votes for; 2 filers withheld from or voted against at least one nominee.
67 vote records from 12 filers. 0 of the 11 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
SECTION 14A SAY-ON-PAY VOTESIssuer
Advisory vote on executive pay (say-on-pay)
126 vote records from 106 filers. 1 of the 98 filers that marked the item either way voted against management. 8 filers reported this item without a management mark.
AUDIT-RELATEDIssuer
Audit-related items (auditor ratification)
12 vote records from 12 filers. 0 of the 11 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
CAPITAL STRUCTUREIssuer
CAPITAL STRUCTURE: management items
Management items in this category are shown together; filers word and number them differently.
12 vote records from 12 filers. 0 of the 11 filers that marked the item either way voted against management. 1 filer reported this item without a management mark.
COMPENSATIONIssuer
COMPENSATION: management items
Management items in this category are shown together; filers word and number them differently.
3 vote records from 3 filers. 0 of the 3 filers that marked the item either way voted against management.
How the largest families voted
| Family | 1. Directors | 2. Say-on-pay | 3. Auditor |
|---|---|---|---|
| BlackRock and iShares | No report | For | No report |
| Fidelity | For | For | For |
| State Street and SPDR | No report | For | No report |
| Franklin Templeton | For | For | For |
| Invesco | For | For | For |
| John Hancock and Manulife | For | For | For |
| Morgan Stanley, Eaton Vance and Calvert | No report | For | No report |
| J.P. Morgan | No report | For | No report |
| Goldman Sachs | No report | Split or no vote | No report |
| Northern Trust and FlexShares | No report | For | No report |
| Columbia Threadneedle | No report | For | No report |
| BNY Mellon | No report | For | No report |
| AllianceBernstein | No report | For | No report |
| VanEck | For | For | For |
| Harris Associates and Oakmark | No report | For | No report |
| Baird | No report | Split or no vote | No report |
* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.
Questions
How did large funds vote at the Capital Southwest Corporation meeting?
109 Form N-PX filers reported votes at the meeting of 26 Jul 2023. On say-on-pay, 1 of 98 voted against management (1.0%). The family table lists each of the largest families item by item.
Is this the meeting result?
No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Capital Southwest Corporation on Form 8-K.
Why are director elections shown as counts only?
Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.
Every meeting on file for Capital Southwest Corporation
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Capital Southwest Corporation with a meeting date within three days of 26 Jul 2023. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.