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Home / Companies / CATERPILLAR INC. / 11 Jun 2025

Meeting · year to 30 June 20251,720 filers reporting

CATERPILLAR INC.: meeting of 11 Jun 2025

Votes reported on Form N-PX, item by item

1,720 Form N-PX filers reported votes at the CATERPILLAR INC. meeting of 11 Jun 2025. Their records fall into 8 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

10 nominees; 95.6% of reported votes for; 49 filers withheld from or voted against at least one nominee.

9,386 vote records from 357 filers. 5 of the 351 filers that marked the item either way voted against management. 6 filers reported this item without a management mark.

97.2% for0.8% against2.0% other1.4% against management357 filers
2

SECTION 14A SAY-ON-PAY VOTESIssuer

Advisory vote on executive pay (say-on-pay)

2,900 vote records from 1,688 filers. 84 of the 1,643 filers that marked the item either way voted against management. 45 filers reported this item without a management mark.

92.0% for4.7% against3.3% other5.1% against management1,688 filers96.4% for3.6% against0.0% other3.3% against management267,797,684 reported shares
3

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

943 vote records from 351 filers. 14 of the 345 filers that marked the item either way voted against management. 6 filers reported this item without a management mark.

94.3% for3.4% against2.3% other4.1% against management351 filers99.0% for1.0% against0.0% other1.0% against management105,779,528 reported shares
4

COMPENSATIONIssuer

COMPENSATION: management items

Management items in this category are shown together; filers word and number them differently.

66 vote records from 22 filers. 1 of the 22 filers that marked the item either way voted against management.

90.9% for0.0% against9.1% other4.5% against management22 filers100.0% for0.0% against0.0% other0.0% against management733,732 reported shares, counted once per item in this group
5

DIVERSITY, EQUITY, AND INCLUSIONSecurity holder

Shareholder Proposal - Civil Rights Audit

891 vote records from 333 filers. 44 of the 329 filers that marked the item either way voted against management. 4 filers reported this item without a management mark.

8.7% for86.2% against5.1% other13.4% against management333 filers1.8% for97.3% against0.9% other2.7% against management105,100,988 reported shares
6

OTHER SOCIAL ISSUESSecurity holder

Shareholder Proposal - Report on Employee Charitable Giving Match

906 vote records from 340 filers. 26 of the 335 filers that marked the item either way voted against management. 5 filers reported this item without a management mark.

3.5% for92.1% against4.4% other7.8% against management340 filers0.8% for98.8% against0.4% other1.3% against management105,390,196 reported shares
7

OTHER SOCIAL ISSUESSecurity holder

Shareholder Proposal - Request to Cease DEI Efforts

906 vote records from 340 filers. 21 of the 335 filers that marked the item either way voted against management. 5 filers reported this item without a management mark.

2.1% for93.8% against4.1% other6.3% against management340 filers0.2% for99.5% against0.3% other0.7% against management105,390,198 reported shares
8

Several categoriesSecurity holder

Shareholder proposals (not separable from the filings)

Filers described these proposals in wordings that could not be matched to one another, so they are shown together.

114 vote records from 17 filers. 5 of the 15 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

17.6% for76.5% against5.9% other33.3% against management17 filers11.5% for88.2% against0.3% other31.3% against management388,469 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Say-on-pay3. Auditor5. Proposal6. Proposal7. Proposal
VanguardForForForAgainstAgainstAgainst
BlackRock and iSharesForForForAgainstAgainstAgainst
FidelityForForForAgainstAgainstAgainst
DimensionalForForForAgainstAgainstAgainst
State Street and SPDRForForForAgainstAgainstAgainst
American CenturyForForForAgainstAgainstAgainst
Franklin TempletonForForForAgainstAgainstAgainst
InvescoForForForAgainstAgainstAgainst
EquitableForForForAgainstAgainstAgainst
Charles SchwabForForForAgainstAgainstAgainst
Nuveen and TIAAForForForAgainstAgainstAgainst
ProShares and ProFundsForForForAgainstAgainstAgainst
John Hancock and ManulifeForForForAgainstAgainstAgainst
Morgan Stanley, Eaton Vance and CalvertForForForFor *AgainstAgainst
J.P. MorganForForForAgainstAgainstAgainst
Goldman SachsForForForAgainstAgainstAgainst
WisdomTreeForForForAgainstAgainstAgainst
PGIM and PrudentialForForForAgainstAgainstAgainst
Jackson National fundsForForForAgainstAgainstAgainst
Northern Trust and FlexSharesForForForFor *AgainstAgainst
SEIForForForAgainstAgainstAgainst
T. Rowe PriceForForForAgainstAgainstAgainst
ThriventForForForAgainstAgainstAgainst
Lincoln FinancialForForForAgainstAgainstAgainst
VoyaForForForAgainstAgainstAgainst
First TrustForForForAgainstAgainstAgainst
Russell InvestmentsForForForAgainstAgainstAgainst
NationwideForForForAgainstAgainstAgainst
Victory CapitalForForForAgainstAgainstAgainst
Brighthouse FundsForForForAgainstAgainstAgainst
Guggenheim and RydexForForForAgainstAgainstAgainst
Columbia ThreadneedleForForForAbstain or withhold *AgainstAgainst
BNY MellonForForForAgainstAgainstAgainst
PrincipalForForForAgainstAgainstAgainst
Capital Group and American FundsForForForAgainstAgainstAgainst
Pacific Life fundsForForForAgainstAgainstAgainst
Global XForForForNo reportNo reportNo report
MFSNo reportForNo reportNo reportNo reportNo report
TransamericaForForForAgainstAgainstAgainst
Federated HermesForForForAgainstAgainstAgainst
AllianceBernsteinForForForAgainstAgainstAgainst
Hartford FundsForForAgainst *For *AgainstAgainst
DWSForForForAgainstAgainstAgainst
PIMCOForForForAgainstAgainstAgainst
AllspringForForForAgainstAgainstAgainst
MassMutualForForForFor *AgainstAgainst
Harbor FundsForForForAgainstAgainstAgainst
VirtusForAgainst *Against *For *AgainstAgainst
VanEckForForForAgainstAgainstAgainst
Macquarie and Delaware FundsNo reportForNo reportNo reportNo reportNo report
Janus HendersonNo reportForNo reportNo reportNo reportNo report
Neuberger BermanForForForAgainstAgainstAgainst
American BeaconForForForNo reportAgainstAgainst
Natixis and Loomis SaylesForForForAgainstAgainstAgainst
Dodge & CoxNo reportForNo reportNo reportNo reportNo report
Harris Associates and OakmarkNo reportForNo reportNo reportNo reportNo report
BairdNo reportForNo reportNo reportNo reportNo report

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the CATERPILLAR INC. meeting?

1,720 Form N-PX filers reported votes at the meeting of 11 Jun 2025. On say-on-pay, 84 of 1,643 voted against management (5.1%). 3 proposals from security holders could be told apart in the filings. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by CATERPILLAR INC. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for CATERPILLAR INC.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing CATERPILLAR INC. with a meeting date within three days of 11 Jun 2025. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.