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Company · votes reported on Form N-PXCAT · SEC company no. 18230

CATERPILLAR INC.

How funds and institutional managers reported voting their shares, year to 30 June 2026

Filers reporting
1,921year to 30 June 2026
Against management on pay
4.2%76 of 1,827 reporting filers
Same, by reported shares
2.4%shares reported on Form N-PX
Meetings on file
6across 3 seasons
92.4% for4.1% against3.5% other4.2% against management1,884 filers on say-on-pay

foragainstabstain, withhold or otheramber tick: the portion cast against management

For the year to 30 June 2026, 1,921 funds and managers listed CATERPILLAR INC. in their Form N-PX filings (2 meetings).

On the advisory vote on executive pay, 76 of the 1,827 filers that reported a position voted against management (4.2%), 2.4 percentage points below the median company on this site (6.6%). By reported shares the figure is 2.4% (median 2.9%). These are shares of the filers reporting on Form N-PX, not of all votes cast at the meeting.

Meetings

Meeting dateSeasonFilers reportingItemsAgainst management on pay
10 Jun 2026year to 30 June 20261,90464.2%
6 Nov 2025year to 30 June 2025310.0%
11 Jun 2025year to 30 June 20251,72085.1%
6 Dec 2024year to 30 June 2024820.0%
12 Jun 2024year to 30 June 20241,68096.7%
14 Jun 2023year to 30 June 2024410.0%

Meetings with 20 or more reporting filers have their own page with every item. Dates are as filers typed them; dates up to three days apart are treated as one meeting.

Say-on-pay: this company and the median

year to 30 June 2026CATERPILLAR INC.Median company
Reporting filers voting against management4.2%6.6%
Reported shares voted against management2.4%2.9%

Among filers reporting on Form N-PX. The median is over 3,799 companies with a say-on-pay item reported by 20 or more filers.

How the largest families voted

Meeting of 10 Jun 2026: say-on-pay and each shareholder proposal that could be told apart.

FamilySay-on-payProposal A
VanguardForAgainst
BlackRock and iSharesForAgainst
FidelityForAgainst
DimensionalForAgainst
State Street and SPDRForAgainst
American CenturyForAgainst
Franklin TempletonForAgainst
InvescoForFor *
EquitableForFor *
Charles SchwabForAgainst
Nuveen and TIAAForAgainst
ProShares and ProFundsForFor *
John Hancock and ManulifeForFor *
Morgan Stanley, Eaton Vance and CalvertForFor *
J.P. MorganForAgainst
Goldman SachsForAgainst
WisdomTreeForFor *
PGIM and PrudentialForAgainst
Jackson National fundsForFor *
Northern Trust and FlexSharesForAgainst
SEIForFor *
T. Rowe PriceForAgainst
ThriventForAgainst
Lincoln FinancialForAgainst
VoyaForAgainst
First TrustForFor *
Russell InvestmentsForFor *
NationwideForAgainst
Victory CapitalForFor *
Brighthouse FundsForAgainst *
Guggenheim and RydexForFor *
Columbia ThreadneedleForFor *
BNY MellonForFor *
PrincipalForFor *
Capital Group and American FundsForFor *
Pacific Life fundsForAgainst
Global XForFor *
MFSForFor *
TransamericaForAgainst
Federated HermesForAgainst
AllianceBernsteinForFor *
Hartford FundsForAgainst
DWSForFor *
PIMCOForFor *
AllspringForAgainst
MassMutualForAgainst
Harbor FundsForAgainst
VirtusAgainst *For *
Macquarie and Delaware FundsForNo report
Janus HendersonForNo report
Neuberger BermanForAgainst
American BeaconForFor *
Natixis and Loomis SaylesForFor *
Dodge & CoxForNo report
Harris Associates and OakmarkForNo report
BairdForNo report
Artisan PartnersForNo report

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

By season

SeasonFilers reportingAgainst management on pay, filersBy reported sharesSay-on-pay split
year to 30 June 20241,6946.7%withheld
year to 30 June 20251,7435.1%3.3%
year to 30 June 20261,9214.2%2.4%

Category mix

Share of the vote records reported for this company, by the category filers chose.

CategoryVote recordsShare
DIRECTOR ELECTIONS30,92361.2%
SECTION 14A SAY-ON-PAY VOTES9,08818.0%
CORPORATE GOVERNANCE3,2946.5%
AUDIT-RELATED3,1936.3%
OTHER SOCIAL ISSUES2,7535.5%
DIVERSITY, EQUITY, AND INCLUSION8911.8%
COMPENSATION2230.4%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE1140.2%
SHAREHOLDER RIGHTS AND DEFENSES160.0%

Questions

How did large funds vote at CATERPILLAR INC.?

For the year to 30 June 2026, 1,827 Form N-PX filers reported a say-on-pay vote at CATERPILLAR INC.; 76 voted against management (4.2%). The table on this page lists the position of each of the largest fund families on say-on-pay and on each shareholder proposal that could be told apart in the filings.

Were there shareholder proposals at CATERPILLAR INC.?

Filers reported one proposal from security holders that could be told apart in the year to 30 June 2026. Across them, 53.6% of reporting filers voted for at the median proposal.

Is this the meeting result?

No. The figures are shares of the funds and managers that file Form N-PX, and of the shares they reported. Holders that do not file the form (individuals, most foreign investors, insiders) are not included, so the split here can differ widely from the certified result, which CATERPILLAR INC. reports on Form 8-K.

Where does the data come from?

From Form N-PX filings on the SEC's EDGAR system, grouped by company. Filers type company names and meeting dates themselves; this site groups spellings of the same company and folds meeting dates up to three days apart. Data runs through 23 Sep 2026; the median compares 3,799 companies.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings that list CATERPILLAR INC., grouped by company. The name is the most common spelling among filers; the ticker and SEC company number come from the SEC company tickers file, matched on the exact name. Not verified by the SEC. Filings read through 23 Sep 2026; page built 26 Sep 2026.