Home / Companies / CITIC Securities Company Limited / 28 Jun 2024

Meeting · year to 30 June 202453 filers reporting

CITIC Securities Company Limited: meeting of 28 Jun 2024

Votes reported on Form N-PX, item by item

53 Form N-PX filers reported votes at the CITIC Securities Company Limited meeting of 28 Jun 2024. Their records fall into 6 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

149 vote records from 52 filers. 44 of the 52 filers that marked the item either way voted against management.

13.5% for82.7% against3.8% other84.6% against management52 filers31.4% for68.5% against0.2% other68.5% against management176,040,020 reported shares

2

EXTRAORDINARY TRANSACTIONSIssuer

EXTRAORDINARY TRANSACTIONS: management items

Management items in this category are shown together; filers word and number them differently.

48 vote records from 8 filers. 0 of the 8 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management8 filers100.0% for0.0% against0.0% against management19,176,278 reported shares, counted once per item in this group

3

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

2,235 vote records from 52 filers. 0 of the 52 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management52 filers99.8% for0.2% against0.2% against management2,640,600,300 reported shares, counted once per item in this group

4

COMPENSATIONIssuer

COMPENSATION: management items

Management items in this category are shown together; filers word and number them differently.

149 vote records from 52 filers. 0 of the 52 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management52 filers100.0% for0.0% against0.0% against management176,040,020 reported shares, counted once per item in this group

5

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

947 vote records from 46 filers. 0 of the 46 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management46 filers100.0% for0.0% against0.0% against management1,204,944,110 reported shares, counted once per item in this group

6

OTHERIssuer

OTHER: management items

Management items in this category are shown together; filers word and number them differently.

100 vote records from 8 filers. 0 of the 8 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management8 filers100.0% for0.0% against0.0% against management11,901,767 reported shares, counted once per item in this group

How the largest families voted

Family	1. Auditor
Vanguard	Against *
BlackRock and iShares	For
Fidelity	Against *
Dimensional	Against *
State Street and SPDR	Against *
American Century	Against *
Franklin Templeton	Against *
Invesco	Against *
Equitable	Abstain or withhold *
Charles Schwab	For
Nuveen and TIAA	Against *
John Hancock and Manulife	Against *
Morgan Stanley, Eaton Vance and Calvert	For
J.P. Morgan	Against *
WisdomTree	Against *
Jackson National funds	Against *
Northern Trust and FlexShares	Against *
Lincoln Financial	Against
Voya	Against *
Russell Investments	For
Victory Capital	Against *
BNY Mellon	Against *
Pacific Life funds	Against *
AllianceBernstein	Abstain or withhold *
PIMCO	Against *

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the CITIC Securities Company Limited meeting?

53 Form N-PX filers reported votes at the meeting of 28 Jun 2024. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by CITIC Securities Company Limited on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for CITIC Securities Company Limited

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing CITIC Securities Company Limited with a meeting date within three days of 28 Jun 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.