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Home / Companies / Haitong Securities Co., Ltd. / 12 Jun 2024

Meeting · year to 30 June 202444 filers reporting

Haitong Securities Co., Ltd.: meeting of 12 Jun 2024

Votes reported on Form N-PX, item by item

44 Form N-PX filers reported votes at the Haitong Securities Co., Ltd. meeting of 12 Jun 2024. Their records fall into 6 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

1

DIRECTOR ELECTIONSIssuer

Director elections

1 nominee; 98.5% of reported votes for; one filer withheld from or voted against at least one nominee.

132 vote records from 44 filers. 1 of the 44 filers that marked the item either way voted against management.

97.7% for2.3% against2.3% against management44 filers
2

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

66 vote records from 36 filers. 5 of the 34 filers that marked the item either way voted against management. 2 filers reported this item without a management mark.

80.6% for0.0% against19.4% other14.7% against management36 filers96.3% for0.0% against3.7% other3.3% against management39,366,605 reported shares
3

EXTRAORDINARY TRANSACTIONSIssuer

EXTRAORDINARY TRANSACTIONS: management items

Management items in this category are shown together; filers word and number them differently.

18 vote records from 6 filers. 1 of the 6 filers that marked the item either way voted against management.

83.3% for16.7% against16.7% against management6 filers99.3% for0.7% against0.7% against management3,047,862 reported shares, counted once per item in this group
4

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

396 vote records from 44 filers. 0 of the 44 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management44 filers99.3% for0.7% against0.7% against management747,602,997 reported shares, counted once per item in this group
5

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

1,116 vote records from 44 filers. 0 of the 44 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management44 filers99.5% for0.5% against0.5% against management2,230,617,543 reported shares, counted once per item in this group
6

OTHERIssuer

OTHER: management items

Management items in this category are shown together; filers word and number them differently.

59 vote records from 6 filers. 0 of the 6 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management6 filers100.0% for0.0% against0.0% against management9,143,586 reported shares, counted once per item in this group

How the largest families voted

Family1. Directors2. Auditor
VanguardForFor
BlackRock and iSharesForFor
FidelityForFor
DimensionalForNo report
State Street and SPDRForFor
American CenturyForNo report
Franklin TempletonForFor
InvescoAgainst *For
EquitableForFor
Charles SchwabForFor
Nuveen and TIAAForFor
John Hancock and ManulifeForAbstain or withhold *
Morgan Stanley, Eaton Vance and CalvertForFor
J.P. MorganForAbstain or withhold *
WisdomTreeForNo report
Jackson National fundsForAbstain or withhold *
Northern Trust and FlexSharesForFor
Lincoln FinancialForFor
VoyaForFor
BNY MellonForNo report
Pacific Life fundsForFor

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the Haitong Securities Co., Ltd. meeting?

44 Form N-PX filers reported votes at the meeting of 12 Jun 2024. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by Haitong Securities Co., Ltd. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for Haitong Securities Co., Ltd.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing Haitong Securities Co., Ltd. with a meeting date within three days of 12 Jun 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 30 Sep 2026.