SERES Group Co., Ltd.: meeting of 28 Oct 2024

Votes reported on Form N-PX, item by item

38 Form N-PX filers reported votes at the SERES Group Co., Ltd. meeting of 28 Oct 2024. Their records fall into 8 items below, in ballot order: management items first, then proposals from security holders. Each bar shows how the reporting filers split; it is not the result of the meeting.

foragainstabstain, withhold or otheramber tick: the portion cast against management

Items

DIRECTOR ELECTIONSIssuer

Director elections

1 nominee; 0.0% of reported votes for; 7 filers withheld from or voted against at least one nominee.

16 vote records from 7 filers. 7 of the 7 filers that marked the item either way voted against management.

0.0% for100.0% against100.0% against management7 filers

AUDIT-RELATEDIssuer

Audit-related items (auditor ratification)

8 vote records from 7 filers. 1 of the 7 filers that marked the item either way voted against management.

85.7% for14.3% against14.3% against management7 filers15.9% for84.1% against84.1% against management265,700 reported shares

EXTRAORDINARY TRANSACTIONSIssuer

EXTRAORDINARY TRANSACTIONS: management items

Management items in this category are shown together; filers word and number them differently.

2,099 vote records from 38 filers. 20 of the 38 filers that marked the item either way voted against management.

47.4% for52.6% against52.6% against management38 filers87.3% for12.7% against12.7% against management184,474,224 reported shares, counted once per item in this group

CAPITAL STRUCTUREIssuer

CAPITAL STRUCTURE: management items

Management items in this category are shown together; filers word and number them differently.

18 vote records from 3 filers. 0 of the 3 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management3 filers100.0% for0.0% against0.0% against management1,557,000 reported shares, counted once per item in this group

CORPORATE GOVERNANCEIssuer

CORPORATE GOVERNANCE: management items

Management items in this category are shown together; filers word and number them differently.

51 vote records from 7 filers. 0 of the 7 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management7 filers100.0% for0.0% against0.0% against management4,453,200 reported shares, counted once per item in this group

OTHERIssuer

OTHER: management items

Management items in this category are shown together; filers word and number them differently.

16 vote records from 7 filers. 4 of the 7 filers that marked the item either way voted against management.

42.9% for57.1% against57.1% against management7 filers89.2% for10.8% against10.8% against management265,700 reported shares, counted once per item in this group

CORPORATE GOVERNANCESecurity holder

Shareholder proposal: CORPORATE GOVERNANCE

45 vote records from 24 filers. 18 of the 24 filers that marked the item either way voted against management.

20.8% for79.2% against75.0% against management24 filers87.3% for12.7% against12.7% against management3,848,404 reported shares

AUDIT-RELATEDSecurity holder

Shareholder proposal: AUDIT-RELATED

45 vote records from 24 filers. 0 of the 24 filers that marked the item either way voted against management.

100.0% for0.0% against0.0% against management24 filers100.0% for0.0% against0.0% against management3,848,404 reported shares

How the largest families voted

Family	1. Directors	2. Auditor	7. Proposal	8. Proposal
Vanguard	No report	No report	For	For
BlackRock and iShares	Against *	No report	No report	No report
Fidelity	No report	No report	For	For
Dimensional	No report	No report	Against *	For
State Street and SPDR	No report	No report	Against *	For
Franklin Templeton	No report	No report	Against *	For
Equitable	No report	No report	Against *	For
Charles Schwab	Against *	No report	No report	No report
Nuveen and TIAA	No report	No report	Against *	For
John Hancock and Manulife	No report	For	No report	No report
Morgan Stanley, Eaton Vance and Calvert	No report	No report	Against *	For
J.P. Morgan	No report	For	No report	No report
Jackson National funds	No report	For	No report	No report
Northern Trust and FlexShares	No report	No report	Against *	For
Lincoln Financial	No report	No report	Against	For
Voya	No report	No report	Against *	For
BNY Mellon	No report	No report	Against *	For
Pacific Life funds	No report	No report	For	For
Global X	Against *	No report	No report	No report
Federated Hermes	Against *	No report	No report	No report

* against management. A family's position is the way most of its reported shares were voted across its filers; "split" means no single position led. "No report" means none of the family's filers listed the item.

Questions

How did large funds vote at the SERES Group Co., Ltd. meeting?

38 Form N-PX filers reported votes at the meeting of 28 Oct 2024. 2 proposals from security holders could be told apart in the filings. The family table lists each of the largest families item by item.

Is this the meeting result?

No. These are the votes of funds and managers that file Form N-PX, counted by filer and by the shares they reported. The certified result, which includes every shareholder, is reported by SERES Group Co., Ltd. on Form 8-K.

Why are director elections shown as counts only?

Director records name the nominee. This site does not publish pages or rows about individuals, so for director elections it keeps the number of nominees and the split of votes and discards the wording.

Every meeting on file for SERES Group Co., Ltd.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings listing SERES Group Co., Ltd. with a meeting date within three days of 28 Oct 2024. Proposal titles are the most common wording among filers and are replaced by the SEC category where a wording could name a person. Not verified by the SEC. Filings read through 23 Sep 2026.