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Form N-PX · fund seriesSEC series no. S000009156

Guinness Atkinson Alternative Energy Fund

A series of GUINNESS ATKINSON FUNDS

Vote records
517year to 30 June 2026
Against management
18.4%95 of 516 marked votes
Say-on-pay support
6.3%for, of for + against + abstain
Shareholder-proposal support
55.6%for, of for + against + abstain

Guinness Atkinson Alternative Energy Fund is a series of GUINNESS ATKINSON FUNDS. For the year to 30 June 2026 its registrant reported 517 vote records for the series; 18.4% of the votes marked for or against management went against management. It voted for 6.3% of say-on-pay items and for 55.6% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share18.4%16.6%6.2%
Say-on-pay support rate6.3%34.7%91.6%
Shareholder-proposal support rate55.6%45.3%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1941622216.5%
SECTION 14A SAY-ON-PAY VOTES181883.3%
AUDIT-RELATED3625930.6%
SHAREHOLDER RIGHTS AND DEFENSES220100.0%
CAPITAL STRUCTURE91761117.6%
COMPENSATION5243419.2%
CORPORATE GOVERNANCE12011188.3%
ENVIRONMENT OR CLIMATE3120.0%
OTHER SOCIAL ISSUES1100.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 202651718.4%6.3%55.6%

Questions

How often did Guinness Atkinson Alternative Energy Fund vote against management?

18.4% of the votes its registrant marked for or against management in the year to 30 June 2026 (95 of 516).

How did Guinness Atkinson Alternative Energy Fund vote on executive pay?

It voted for 1 of 16 say-on-pay items cast for, against or abstain (6.3%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by GUINNESS ATKINSON FUNDS, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by GUINNESS ATKINSON FUNDS (filer no. 919160); votes attributed to series S000009156 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.