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First Trust Small Cap Growth AlphaDEX Fund
A series of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- Vote records
- 2,012year to 30 June 2026
- Against management
- 14.9%299 of 2,010 marked votes
- Say-on-pay support
- 84.7%for, of for + against + abstain
- Shareholder-proposal support
- not reportedfor, of for + against + abstain
First Trust Small Cap Growth AlphaDEX Fund is a series of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND. For the year to 30 June 2026 its registrant reported 2,012 vote records for the series; 14.9% of the votes marked for or against management went against management. It voted for 84.7% of say-on-pay items and for 100.0% of proposals from security holders.
Compared with its registrant and family
| year to 30 June 2026 | This series | Its registrant | First Trust | Median fund registrant |
|---|---|---|---|---|
| Against-management share | 14.9% | 7.6% | 8.0% | 6.2% |
| Say-on-pay support rate | 84.7% | 90.5% | 87.7% | 91.6% |
| Shareholder-proposal support rate | not reported | 38.6% | 33.8% | 27.5% |
Votes by category
foragainstabstain, withhold or otheramber tick: the portion cast against management
| Category (as the form names it) | Votes | For | Against | Against management | Split |
|---|---|---|---|---|---|
| DIRECTOR ELECTIONS | 1,348 | 1,116 | 42 | 17.2% | |
| SECTION 14A SAY-ON-PAY VOTES | 263 | 201 | 36 | 14.1% | |
| AUDIT-RELATED | 241 | 241 | 0 | 0.0% | |
| SHAREHOLDER RIGHTS AND DEFENSES | 6 | 6 | 0 | 0.0% | |
| EXTRAORDINARY TRANSACTIONS | 15 | 13 | 1 | 7.1% | |
| CAPITAL STRUCTURE | 18 | 15 | 3 | 16.7% | |
| COMPENSATION | 75 | 56 | 19 | 25.3% | |
| CORPORATE GOVERNANCE | 46 | 41 | 5 | 15.2% |
By season
| Season | Vote records | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|---|
| year to 30 June 2024 | 2,282 | 15.7% | 88.5% | 50.0% |
| year to 30 June 2025 | 2,203 | 12.4% | 90.7% | 28.6% |
| year to 30 June 2026 | 2,012 | 14.9% | 84.7% | not reported |
Questions
How often did First Trust Small Cap Growth AlphaDEX Fund vote against management?
14.9% of the votes its registrant marked for or against management in the year to 30 June 2026 (299 of 2,010).
How did First Trust Small Cap Growth AlphaDEX Fund vote on executive pay?
It voted for 200 of 236 say-on-pay items cast for, against or abstain (84.7%).
Is this the result of the meetings?
No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.
Where does the data come from?
From the Form N-PX filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.
Provenance: SEC EDGAR, Form N-PX filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (filer no. 1383496); votes attributed to series S000031806 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.