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Form N-PX · fund seriesSEC series no. S000039307

Ancora/Thelen Small-Mid Cap Fund

A series of ANCORA TRUST

Vote records
826year to 30 June 2025
Against management
8.0%66 of 824 marked votes
Say-on-pay support
90.5%for, of for + against + abstain
Shareholder-proposal support
60.0%for, of for + against + abstain

Ancora/Thelen Small-Mid Cap Fund is a series of ANCORA TRUST. For the year to 30 June 2025 its registrant reported 826 vote records for the series; 8.0% of the votes marked for or against management went against management. It voted for 90.5% of say-on-pay items and for 60.0% of proposals from security holders.

Compared with its registrant

year to 30 June 2025This seriesIts registrantMedian fund registrant
Against-management share8.0%9.0%6.1%
Say-on-pay support rate90.5%89.4%91.3%
Shareholder-proposal support rate60.0%30.6%23.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS58053128.4%
SECTION 14A SAY-ON-PAY VOTES9976810.1%
AUDIT-RELATED909000.0%
SHAREHOLDER RIGHTS AND DEFENSES2200.0%
EXTRAORDINARY TRANSACTIONS5500.0%
CAPITAL STRUCTURE54120.0%
COMPENSATION2218418.2%
CORPORATE GOVERNANCE2220210.0%
ENVIRONMENT OR CLIMATE1010.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20248399.3%93.8%90.0%
year to 30 June 20258268.0%90.5%60.0%

Questions

How often did Ancora/Thelen Small-Mid Cap Fund vote against management?

8.0% of the votes its registrant marked for or against management in the year to 30 June 2025 (66 of 824).

How did Ancora/Thelen Small-Mid Cap Fund vote on executive pay?

It voted for 76 of 84 say-on-pay items cast for, against or abstain (90.5%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by ANCORA TRUST, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by ANCORA TRUST (filer no. 1260667); votes attributed to series S000039307 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.