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Form N-PX · fund seriesSEC series no. S000003816

Needham Small Cap Growth Fund

A series of NEEDHAM FUNDS INC

Vote records
536year to 30 June 2026
Against management
1.3%7 of 536 marked votes
Say-on-pay support
96.7%for, of for + against + abstain
Shareholder-proposal support
0.0%for, of for + against + abstain

Needham Small Cap Growth Fund is a series of NEEDHAM FUNDS INC. For the year to 30 June 2026 its registrant reported 536 vote records for the series; 1.3% of the votes marked for or against management went against management. It voted for 96.7% of say-on-pay items and for 0.0% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share1.3%1.2%6.2%
Say-on-pay support rate96.7%95.3%91.6%
Shareholder-proposal support rate0.0%2.0%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS34033700.9%
SECTION 14A SAY-ON-PAY VOTES675923.0%
AUDIT-RELATED666600.0%
SHAREHOLDER RIGHTS AND DEFENSES3300.0%
EXTRAORDINARY TRANSACTIONS2200.0%
CAPITAL STRUCTURE131300.0%
COMPENSATION232128.7%
CORPORATE GOVERNANCE242040.0%
OTHER SOCIAL ISSUES1010.0%
OTHER101000.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20255450.9%96.8%not reported
year to 30 June 20265361.3%96.7%0.0%

Questions

How often did Needham Small Cap Growth Fund vote against management?

1.3% of the votes its registrant marked for or against management in the year to 30 June 2026 (7 of 536).

How did Needham Small Cap Growth Fund vote on executive pay?

It voted for 59 of 61 say-on-pay items cast for, against or abstain (96.7%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by NEEDHAM FUNDS INC, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by NEEDHAM FUNDS INC (filer no. 1002537); votes attributed to series S000003816 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.