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Home / First Trust / FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND / First Trust Financials AlphaDEX Fund

Form N-PX · fund seriesSEC series no. S000017699

First Trust Financials AlphaDEX Fund

A series of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND

Vote records
1,323year to 30 June 2026
Against management
5.7%75 of 1,323 marked votes
Say-on-pay support
91.9%for, of for + against + abstain
Shareholder-proposal support
43.8%for, of for + against + abstain

First Trust Financials AlphaDEX Fund is a series of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND. For the year to 30 June 2026 its registrant reported 1,323 vote records for the series; 5.7% of the votes marked for or against management went against management. It voted for 91.9% of say-on-pay items and for 43.8% of proposals from security holders.

Compared with its registrant and family

year to 30 June 2026This seriesIts registrantFirst TrustMedian fund registrant
Against-management share5.7%7.6%8.0%6.2%
Say-on-pay support rate91.9%90.5%87.7%91.6%
Shareholder-proposal support rate43.8%38.6%33.8%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,00096094.0%
SECTION 14A SAY-ON-PAY VOTES106911212.3%
AUDIT-RELATED999900.0%
SHAREHOLDER RIGHTS AND DEFENSES3300.0%
EXTRAORDINARY TRANSACTIONS9900.0%
CAPITAL STRUCTURE6600.0%
COMPENSATION3427720.6%
CORPORATE GOVERNANCE5851725.9%
ENVIRONMENT OR CLIMATE9180.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE4130.0%
DIVERSITY, EQUITY, AND INCLUSION6150.0%
OTHER SOCIAL ISSUES10190.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20241,3989.7%89.0%13.2%
year to 30 June 20251,3437.0%89.6%27.9%
year to 30 June 20261,3235.7%91.9%43.8%

Questions

How often did First Trust Financials AlphaDEX Fund vote against management?

5.7% of the votes its registrant marked for or against management in the year to 30 June 2026 (75 of 1,323).

How did First Trust Financials AlphaDEX Fund vote on executive pay?

It voted for 91 of 99 say-on-pay items cast for, against or abstain (91.9%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (filer no. 1383496); votes attributed to series S000017699 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.