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Form N-PX · fund seriesSEC series no. S000017703

First Trust Technology AlphaDEX Fund

A series of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND

Vote records
1,115year to 30 June 2026
Against management
14.9%166 of 1,114 marked votes
Say-on-pay support
75.0%for, of for + against + abstain
Shareholder-proposal support
33.3%for, of for + against + abstain

First Trust Technology AlphaDEX Fund is a series of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND. For the year to 30 June 2026 its registrant reported 1,115 vote records for the series; 14.9% of the votes marked for or against management went against management. It voted for 75.0% of say-on-pay items and for 33.3% of proposals from security holders.

Compared with its registrant and family

year to 30 June 2026This seriesIts registrantFirst TrustMedian fund registrant
Against-management share14.9%7.6%8.0%6.2%
Say-on-pay support rate75.0%90.5%87.7%91.6%
Shareholder-proposal support rate33.3%38.6%33.8%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS7506631111.6%
SECTION 14A SAY-ON-PAY VOTES102722423.5%
AUDIT-RELATED10310300.0%
SHAREHOLDER RIGHTS AND DEFENSES65166.7%
EXTRAORDINARY TRANSACTIONS41350.0%
CAPITAL STRUCTURE116563.6%
COMPENSATION51302137.3%
CORPORATE GOVERNANCE55411450.0%
ENVIRONMENT OR CLIMATE110110.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE100100.0%
DIVERSITY, EQUITY, AND INCLUSION6060.0%
OTHER SOCIAL ISSUES240240.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20241,17814.8%78.2%29.2%
year to 30 June 20251,02311.3%86.9%27.0%
year to 30 June 20261,11514.9%75.0%33.3%

Questions

How often did First Trust Technology AlphaDEX Fund vote against management?

14.9% of the votes its registrant marked for or against management in the year to 30 June 2026 (166 of 1,114).

How did First Trust Technology AlphaDEX Fund vote on executive pay?

It voted for 72 of 96 say-on-pay items cast for, against or abstain (75.0%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (filer no. 1383496); votes attributed to series S000017703 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.