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Form N-PX · fund seriesSEC series no. S000040588

Barron's 400 ETF

A series of ALPS ETF Trust

Vote records
4,197year to 30 June 2026
Against management
8.0%334 of 4,196 marked votes
Say-on-pay support
91.0%for, of for + against + abstain
Shareholder-proposal support
42.1%for, of for + against + abstain

Barron's 400 ETF is a series of ALPS ETF Trust. For the year to 30 June 2026 its registrant reported 4,197 vote records for the series; 8.0% of the votes marked for or against management went against management. It voted for 91.0% of say-on-pay items and for 42.1% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share8.0%8.8%6.2%
Say-on-pay support rate91.0%88.9%91.6%
Shareholder-proposal support rate42.1%36.2%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS3,0312,823546.9%
SECTION 14A SAY-ON-PAY VOTES394336359.4%
AUDIT-RELATED38238200.0%
SHAREHOLDER RIGHTS AND DEFENSES149521.4%
EXTRAORDINARY TRANSACTIONS3025516.7%
CAPITAL STRUCTURE3633313.9%
COMPENSATION113941916.8%
CORPORATE GOVERNANCE1441172737.5%
ENVIRONMENT OR CLIMATE211204.8%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE93633.3%
DIVERSITY, EQUITY, AND INCLUSION150150.0%
OTHER SOCIAL ISSUES414379.8%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20244,4908.3%94.7%42.9%
year to 30 June 20254,2117.9%93.0%35.5%
year to 30 June 20264,1978.0%91.0%42.1%

Questions

How often did Barron's 400 ETF vote against management?

8.0% of the votes its registrant marked for or against management in the year to 30 June 2026 (334 of 4,196).

How did Barron's 400 ETF vote on executive pay?

It voted for 332 of 365 say-on-pay items cast for, against or abstain (91.0%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by ALPS ETF Trust, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by ALPS ETF Trust (filer no. 1414040); votes attributed to series S000040588 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.