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Form N-PX · fund seriesSEC series no. S000047823

ALPS Medical Breakthroughs ETF

A series of ALPS ETF Trust

Vote records
597year to 30 June 2026
Against management
22.7%135 of 594 marked votes
Say-on-pay support
78.8%for, of for + against + abstain
Shareholder-proposal support
not reportedfor, of for + against + abstain

ALPS Medical Breakthroughs ETF is a series of ALPS ETF Trust. For the year to 30 June 2026 its registrant reported 597 vote records for the series; 22.7% of the votes marked for or against management went against management. It voted for 78.8% of say-on-pay items.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share22.7%8.8%6.2%
Say-on-pay support rate78.8%88.9%91.6%
Shareholder-proposal support ratenot reported36.2%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS3212311128.0%
SECTION 14A SAY-ON-PAY VOTES80541417.5%
AUDIT-RELATED919100.0%
EXTRAORDINARY TRANSACTIONS5500.0%
CAPITAL STRUCTURE1813527.8%
COMPENSATION50272346.0%
CORPORATE GOVERNANCE363339.1%
OTHER SOCIAL ISSUES1100.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 202464422.8%79.5%not reported
year to 30 June 202561824.8%77.0%not reported
year to 30 June 202659722.7%78.8%not reported

Questions

How often did ALPS Medical Breakthroughs ETF vote against management?

22.7% of the votes its registrant marked for or against management in the year to 30 June 2026 (135 of 594).

How did ALPS Medical Breakthroughs ETF vote on executive pay?

It voted for 52 of 66 say-on-pay items cast for, against or abstain (78.8%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by ALPS ETF Trust, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by ALPS ETF Trust (filer no. 1414040); votes attributed to series S000047823 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.