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Form N-PX · fund seriesSEC series no. S000052853

ALPS Active Equity Opportunity ETF

A series of ALPS ETF Trust

Vote records
787year to 30 June 2026
Against management
7.3%57 of 785 marked votes
Say-on-pay support
86.3%for, of for + against + abstain
Shareholder-proposal support
32.0%for, of for + against + abstain

ALPS Active Equity Opportunity ETF is a series of ALPS ETF Trust. For the year to 30 June 2026 its registrant reported 787 vote records for the series; 7.3% of the votes marked for or against management went against management. It voted for 86.3% of say-on-pay items and for 32.0% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share7.3%8.8%6.2%
Say-on-pay support rate86.3%88.9%91.6%
Shareholder-proposal support rate32.0%36.2%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS54052842.2%
SECTION 14A SAY-ON-PAY VOTES5244713.5%
AUDIT-RELATED545400.0%
SHAREHOLDER RIGHTS AND DEFENSES75242.9%
CAPITAL STRUCTURE88025.0%
COMPENSATION2214827.3%
CORPORATE GOVERNANCE51351646.9%
ENVIRONMENT OR CLIMATE260260.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE102820.0%
DIVERSITY, EQUITY, AND INCLUSION120120.0%
OTHER SOCIAL ISSUES434399.3%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20241,0296.9%90.6%29.3%
year to 30 June 20258615.7%88.5%26.0%
year to 30 June 20267877.3%86.3%32.0%

Questions

How often did ALPS Active Equity Opportunity ETF vote against management?

7.3% of the votes its registrant marked for or against management in the year to 30 June 2026 (57 of 785).

How did ALPS Active Equity Opportunity ETF vote on executive pay?

It voted for 44 of 51 say-on-pay items cast for, against or abstain (86.3%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by ALPS ETF Trust, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by ALPS ETF Trust (filer no. 1414040); votes attributed to series S000052853 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.