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Form N-PX · fund seriesSEC series no. S000084236

Neuberger Small-Mid Cap ETF

A series of Neuberger Berman ETF Trust

Vote records
622year to 30 June 2026
Against management
3.4%21 of 621 marked votes
Say-on-pay support
91.7%for, of for + against + abstain
Shareholder-proposal support
25.0%for, of for + against + abstain

Neuberger Small-Mid Cap ETF is a series of Neuberger Berman ETF Trust. For the year to 30 June 2026 its registrant reported 622 vote records for the series; 3.4% of the votes marked for or against management went against management. It voted for 91.7% of say-on-pay items and for 25.0% of proposals from security holders.

Compared with its registrant and family

year to 30 June 2026This seriesIts registrantNeuberger BermanMedian fund registrant
Against-management share3.4%7.0%7.6%6.2%
Say-on-pay support rate91.7%85.0%85.0%91.6%
Shareholder-proposal support rate25.0%28.4%28.8%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS44143082.3%
SECTION 14A SAY-ON-PAY VOTES625558.1%
AUDIT-RELATED626200.0%
SHAREHOLDER RIGHTS AND DEFENSES12758.3%
EXTRAORDINARY TRANSACTIONS5500.0%
CAPITAL STRUCTURE101000.0%
COMPENSATION181805.6%
CORPORATE GOVERNANCE106430.0%
ENVIRONMENT OR CLIMATE1010.0%
OTHER SOCIAL ISSUES110100.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20266223.4%91.7%25.0%

Questions

How often did Neuberger Small-Mid Cap ETF vote against management?

3.4% of the votes its registrant marked for or against management in the year to 30 June 2026 (21 of 621).

How did Neuberger Small-Mid Cap ETF vote on executive pay?

It voted for 55 of 60 say-on-pay items cast for, against or abstain (91.7%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by Neuberger Berman ETF Trust, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by Neuberger Berman ETF Trust (filer no. 1506001); votes attributed to series S000084236 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.