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Form N-PX · fund seriesSEC series no. S000001062

THE GABELLI SMALL CAP GROWTH FUND

A series of GABELLI EQUITY SERIES FUNDS INC

Vote records
1,589year to 30 June 2026
Against management
5.2%79 of 1,522 marked votes
Say-on-pay support
97.6%for, of for + against + abstain
Shareholder-proposal support
4.8%for, of for + against + abstain

THE GABELLI SMALL CAP GROWTH FUND is a series of GABELLI EQUITY SERIES FUNDS INC. For the year to 30 June 2026 its registrant reported 1,589 vote records for the series; 5.2% of the votes marked for or against management went against management. It voted for 97.6% of say-on-pay items and for 4.8% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share5.2%4.2%6.2%
Say-on-pay support rate97.6%98.2%91.6%
Shareholder-proposal support rate4.8%2.7%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,0841,05212.9%
SECTION 14A SAY-ON-PAY VOTES13612302.2%
AUDIT-RELATED15015000.0%
SHAREHOLDER RIGHTS AND DEFENSES30250.0%
EXTRAORDINARY TRANSACTIONS2200.0%
CAPITAL STRUCTURE4537420.0%
COMPENSATION41191853.7%
CORPORATE GOVERNANCE4031610.0%
ENVIRONMENT OR CLIMATE400100.0%
OTHER SOCIAL ISSUES72071.4%
OTHER181620.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20243,9065.7%not reported1.9%
year to 30 June 20254,0975.0%100.0%7.6%
year to 30 June 20261,5895.2%97.6%4.8%

Questions

How often did THE GABELLI SMALL CAP GROWTH FUND vote against management?

5.2% of the votes its registrant marked for or against management in the year to 30 June 2026 (79 of 1,522).

How did THE GABELLI SMALL CAP GROWTH FUND vote on executive pay?

It voted for 120 of 123 say-on-pay items cast for, against or abstain (97.6%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by GABELLI EQUITY SERIES FUNDS INC, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by GABELLI EQUITY SERIES FUNDS INC (filer no. 877670); votes attributed to series S000001062 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.