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Dunham Small Cap Value Fund
A series of Dunham Funds
- Vote records
- 1,569year to 30 June 2025
- Against management
- 15.2%239 of 1,569 marked votes
- Say-on-pay support
- 90.8%for, of for + against + abstain
- Shareholder-proposal support
- 50.0%for, of for + against + abstain
Dunham Small Cap Value Fund is a series of Dunham Funds. For the year to 30 June 2025 its registrant reported 1,569 vote records for the series; 15.2% of the votes marked for or against management went against management. It voted for 90.8% of say-on-pay items and for 50.0% of proposals from security holders.
Compared with its registrant
| year to 30 June 2025 | This series | Its registrant | Median fund registrant |
|---|---|---|---|
| Against-management share | 15.2% | 7.8% | 6.1% |
| Say-on-pay support rate | 90.8% | 92.5% | 91.3% |
| Shareholder-proposal support rate | 50.0% | 36.6% | 23.5% |
Votes by category
foragainstabstain, withhold or otheramber tick: the portion cast against management
| Category (as the form names it) | Votes | For | Against | Against management | Split |
|---|---|---|---|---|---|
| DIRECTOR ELECTIONS | 1,104 | 896 | 51 | 18.5% | |
| SECTION 14A SAY-ON-PAY VOTES | 165 | 151 | 14 | 9.7% | |
| AUDIT-RELATED | 164 | 164 | 0 | 0.0% | |
| SHAREHOLDER RIGHTS AND DEFENSES | 4 | 3 | 1 | 25.0% | |
| EXTRAORDINARY TRANSACTIONS | 12 | 12 | 0 | 0.0% | |
| CAPITAL STRUCTURE | 9 | 8 | 1 | 11.1% | |
| COMPENSATION | 68 | 56 | 12 | 17.6% | |
| CORPORATE GOVERNANCE | 39 | 37 | 2 | 10.3% | |
| ENVIRONMENT OR CLIMATE | 1 | 0 | 1 | 0.0% | |
| HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE | 1 | 1 | 0 | 100.0% | |
| OTHER SOCIAL ISSUES | 2 | 0 | 2 | 0.0% |
By season
| Season | Vote records | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|---|
| year to 30 June 2024 | 1,073 | 26.8% | 71.7% | not reported |
| year to 30 June 2025 | 1,569 | 15.2% | 90.8% | 50.0% |
Questions
How often did Dunham Small Cap Value Fund vote against management?
15.2% of the votes its registrant marked for or against management in the year to 30 June 2025 (239 of 1,569).
How did Dunham Small Cap Value Fund vote on executive pay?
It voted for 128 of 141 say-on-pay items cast for, against or abstain (90.8%).
Is this the result of the meetings?
No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.
Where does the data come from?
From the Form N-PX filed by Dunham Funds, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.
Provenance: SEC EDGAR, Form N-PX filed by Dunham Funds (filer no. 1420040); votes attributed to series S000020974 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.