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Form N-PX · fund seriesSEC series no. S000051248

Counterpoint Tactical Equity Fund

A series of NORTHERN LIGHTS FUND TRUST III

Vote records
2,836year to 30 June 2026
Against management
35.6%992 of 2,790 marked votes
Say-on-pay support
81.1%for, of for + against + abstain
Shareholder-proposal support
66.0%for, of for + against + abstain

Counterpoint Tactical Equity Fund is a series of NORTHERN LIGHTS FUND TRUST III. For the year to 30 June 2026 its registrant reported 2,836 vote records for the series; 35.6% of the votes marked for or against management went against management. It voted for 81.1% of say-on-pay items and for 66.0% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share35.6%20.1%6.2%
Say-on-pay support rate81.1%91.0%91.6%
Shareholder-proposal support rate66.0%26.7%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,9661,20453138.0%
SECTION 14A SAY-ON-PAY VOTES2721984719.0%
AUDIT-RELATED28615212746.3%
SHAREHOLDER RIGHTS AND DEFENSES119011.1%
EXTRAORDINARY TRANSACTIONS5210.0%
COMPENSATION484338.7%
CORPORATE GOVERNANCE103881340.6%
ENVIRONMENT OR CLIMATE7070.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE3030.0%
OTHER SOCIAL ISSUES107812419.0%
OTHER2815529.2%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20252,34930.1%69.8%62.2%
year to 30 June 20262,83635.6%81.1%66.0%

Questions

How often did Counterpoint Tactical Equity Fund vote against management?

35.6% of the votes its registrant marked for or against management in the year to 30 June 2026 (992 of 2,790).

How did Counterpoint Tactical Equity Fund vote on executive pay?

It voted for 198 of 244 say-on-pay items cast for, against or abstain (81.1%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by NORTHERN LIGHTS FUND TRUST III, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by NORTHERN LIGHTS FUND TRUST III (filer no. 1537140); votes attributed to series S000051248 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.