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Home / First Trust / FIRST TRUST EXCHANGE-TRADED FUND III / First Trust Horizon Managed Volatility Small/Mid ETF

Form N-PX · fund seriesSEC series no. S000068212

First Trust Horizon Managed Volatility Small/Mid ETF

A series of FIRST TRUST EXCHANGE-TRADED FUND III

Vote records
1,514year to 30 June 2026
Against management
3.8%58 of 1,514 marked votes
Say-on-pay support
98.7%for, of for + against + abstain
Shareholder-proposal support
35.7%for, of for + against + abstain

First Trust Horizon Managed Volatility Small/Mid ETF is a series of FIRST TRUST EXCHANGE-TRADED FUND III. For the year to 30 June 2026 its registrant reported 1,514 vote records for the series; 3.8% of the votes marked for or against management went against management. It voted for 98.7% of say-on-pay items and for 35.7% of proposals from security holders.

Compared with its registrant and family

year to 30 June 2026This seriesIts registrantFirst TrustMedian fund registrant
Against-management share3.8%6.1%8.0%6.2%
Say-on-pay support rate98.7%96.7%87.7%91.6%
Shareholder-proposal support rate35.7%29.2%33.8%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,1231,078154.0%
SECTION 14A SAY-ON-PAY VOTES16215121.2%
AUDIT-RELATED15215200.0%
SHAREHOLDER RIGHTS AND DEFENSES3300.0%
EXTRAORDINARY TRANSACTIONS87112.5%
CAPITAL STRUCTURE3300.0%
COMPENSATION2926310.3%
CORPORATE GOVERNANCE2924527.6%
ENVIRONMENT OR CLIMATE4040.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE1010.0%
OTHER SOCIAL ISSUES2020.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20242,0312.4%93.8%30.4%
year to 30 June 20251,6022.3%97.4%55.0%
year to 30 June 20261,5143.8%98.7%35.7%

Questions

How often did First Trust Horizon Managed Volatility Small/Mid ETF vote against management?

3.8% of the votes its registrant marked for or against management in the year to 30 June 2026 (58 of 1,514).

How did First Trust Horizon Managed Volatility Small/Mid ETF vote on executive pay?

It voted for 149 of 151 say-on-pay items cast for, against or abstain (98.7%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by FIRST TRUST EXCHANGE-TRADED FUND III, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by FIRST TRUST EXCHANGE-TRADED FUND III (filer no. 1424212); votes attributed to series S000068212 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.