Home / NORTHERN LIGHTS FUND TRUST III / Swan Enhanced Dividend Income ETF
Swan Enhanced Dividend Income ETF
A series of NORTHERN LIGHTS FUND TRUST III
- Vote records
- 500year to 30 June 2024
- Against management
- 7.0%35 of 500 marked votes
- Say-on-pay support
- 83.9%for, of for + against + abstain
- Shareholder-proposal support
- 34.8%for, of for + against + abstain
Swan Enhanced Dividend Income ETF is a series of NORTHERN LIGHTS FUND TRUST III. For the year to 30 June 2024 its registrant reported 500 vote records for the series; 7.0% of the votes marked for or against management went against management. It voted for 83.9% of say-on-pay items and for 34.8% of proposals from security holders.
Compared with its registrant
| year to 30 June 2024 | This series | Its registrant | Median fund registrant |
|---|---|---|---|
| Against-management share | 7.0% | 6.5% | 6.7% |
| Say-on-pay support rate | 83.9% | 86.6% | 91.2% |
| Shareholder-proposal support rate | 34.8% | 36.3% | 28.8% |
Votes by category
foragainstabstain, withhold or otheramber tick: the portion cast against management
| Category (as the form names it) | Votes | For | Against | Against management | Split |
|---|---|---|---|---|---|
| DIRECTOR ELECTIONS | 342 | 323 | 19 | 2.9% | |
| SECTION 14A SAY-ON-PAY VOTES | 32 | 26 | 3 | 18.8% | |
| AUDIT-RELATED | 33 | 33 | 0 | 0.0% | |
| INVESTMENT COMPANY MATTERS | 1 | 1 | 0 | 100.0% | |
| SHAREHOLDER RIGHTS AND DEFENSES | 2 | 0 | 1 | 50.0% | |
| COMPENSATION | 9 | 8 | 1 | 11.1% | |
| CORPORATE GOVERNANCE | 47 | 19 | 27 | 25.5% | |
| ENVIRONMENT OR CLIMATE | 3 | 0 | 3 | 0.0% | |
| HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE | 6 | 0 | 6 | 0.0% | |
| DIVERSITY, EQUITY, AND INCLUSION | 2 | 0 | 2 | 0.0% | |
| OTHER SOCIAL ISSUES | 3 | 3 | 0 | 33.3% | |
| OTHER | 20 | 14 | 6 | 15.0% |
By season
| Season | Vote records | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|---|
| year to 30 June 2024 | 500 | 7.0% | 83.9% | 34.8% |
Questions
How often did Swan Enhanced Dividend Income ETF vote against management?
7.0% of the votes its registrant marked for or against management in the year to 30 June 2024 (35 of 500).
How did Swan Enhanced Dividend Income ETF vote on executive pay?
It voted for 26 of 31 say-on-pay items cast for, against or abstain (83.9%).
Is this the result of the meetings?
No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.
Where does the data come from?
From the Form N-PX filed by NORTHERN LIGHTS FUND TRUST III, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.
Provenance: SEC EDGAR, Form N-PX filed by NORTHERN LIGHTS FUND TRUST III (filer no. 1537140); votes attributed to series S000083429 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.