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Form N-PX · fund seriesSEC series no. S000096088

Optimized Equity Income ETF

A series of Listed Funds Trust

Vote records
1,107year to 30 June 2026
Against management
7.8%86 of 1,107 marked votes
Say-on-pay support
83.3%for, of for + against + abstain
Shareholder-proposal support
25.2%for, of for + against + abstain

Optimized Equity Income ETF is a series of Listed Funds Trust. For the year to 30 June 2026 its registrant reported 1,107 vote records for the series; 7.8% of the votes marked for or against management went against management. It voted for 83.3% of say-on-pay items and for 25.2% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share7.8%6.2%6.2%
Say-on-pay support rate83.3%89.1%91.6%
Shareholder-proposal support rate25.2%22.8%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS76773853.5%
SECTION 14A SAY-ON-PAY VOTES77611218.2%
AUDIT-RELATED727200.0%
SHAREHOLDER RIGHTS AND DEFENSES96344.4%
CAPITAL STRUCTURE131300.0%
COMPENSATION2114723.8%
CORPORATE GOVERNANCE60392048.3%
ENVIRONMENT OR CLIMATE271257.4%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE300300.0%
DIVERSITY, EQUITY, AND INCLUSION6060.0%
OTHER SOCIAL ISSUES4854212.5%
OTHER61516.7%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20261,1077.8%83.3%25.2%

Questions

How often did Optimized Equity Income ETF vote against management?

7.8% of the votes its registrant marked for or against management in the year to 30 June 2026 (86 of 1,107).

How did Optimized Equity Income ETF vote on executive pay?

It voted for 60 of 72 say-on-pay items cast for, against or abstain (83.3%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by Listed Funds Trust, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by Listed Funds Trust (filer no. 1683471); votes attributed to series S000096088 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.