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Form N-PX · fund registrantSEC filer no. 1006387

ROYCE CAPITAL FUND

fund voting report, part of Franklin Templeton

Vote records reported
2,108year to 30 June 2026
Against management
5.9%122 of 2,077 marked votes
Say-on-pay support
89.9%for, of for + against + abstain
Shareholder-proposal support
55.6%for, of for + against + abstain
93.1% for2.1% against4.8% other5.9% against management2,080 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

ROYCE CAPITAL FUND reported 2,108 vote records for the year to 30 June 2026. It marked 5.9% of its votes as cast against management (122 of 2,077), close to the median fund registrant, which was 6.2%.

Weighted by the number of shares voted, the against-management share is 7.3%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 89.9% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 55.6% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in COMPENSATION (36.2% of 94), CORPORATE GOVERNANCE (14.9% of 74) and SECTION 14A SAY-ON-PAY VOTES (10.5% of 220).

It reported 5,841 shares out on loan at record dates, 0.01% of the shares it held or had lent across the meetings it reported. Shares on loan are not voted.

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share5.9%6.2%10.6%
Say-on-pay support rate89.9%91.6%86.0%
Shareholder-proposal support rate55.6%27.5%33.9%
Shares on loan, share of shares held0.01%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,4271,377123.5%
SECTION 14A SAY-ON-PAY VOTES222179610.5%
AUDIT-RELATED23323300.0%
SHAREHOLDER RIGHTS AND DEFENSES53240.0%
EXTRAORDINARY TRANSACTIONS1613312.5%
CAPITAL STRUCTURE161600.0%
COMPENSATION94601036.2%
CORPORATE GOVERNANCE74621214.9%
ENVIRONMENT OR CLIMATE33033.3%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE2200.0%
DIVERSITY, EQUITY, AND INCLUSION2200.0%
OTHER SOCIAL ISSUES3300.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 20241,8356.1%91.2%83.3%
year to 30 June 20251,9854.2%90.9%41.7%
year to 30 June 20262,1085.9%89.9%55.6%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, ROYCE CAPITAL FUND voted against management on 17 of the 191 it marked either way (8.9%) in the year to 30 June 2026.

A further 1 say-on-pay item was reported without a management mark and are left out of both sides of that fraction.

Shareholder proposals it supported

Of 7 proposals from security holders that could be told apart in the filings and on which it cast a vote, ROYCE CAPITAL FUND voted for 3 (42.9%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
Jabil Inc.22 Jan 2026Vote on a stockholder proposal requesting stockholder right to act by written consent.
Meritage Homes Corporation21 May 2026Shareholder proposal to improve shareholder ability to call for a special shareholder meeting.
ArcBest Corporation24 Apr 2026A shareholder proposal to approve GHG emissions reduction targets

Shares on loan

ROYCE CAPITAL FUND reported 5,841 shares on loan at record dates against 115.9 million shares voted: 0.01% of the two together. Median fund registrant: 0.00%. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

Fund series in this filing

2 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.

SeriesVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
Royce Capital Fund Micro-Cap Portfolio1,2905.0%91.2%not reported
Royce Capital Fund Small-Cap Portfolio8187.2%91.4%50.0%

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did ROYCE CAPITAL FUND vote on executive pay?

In the year to 30 June 2026 ROYCE CAPITAL FUND reported 199 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 179 were for (89.9%), 6 against and 14 abstentions. Counting one item per company meeting, it voted against management on 17 of the 191 say-on-pay items it marked either way. A further 1 say-on-pay item was reported without a management mark and are not counted in that figure.

How often does ROYCE CAPITAL FUND vote against management?

5.9% of the time in the year to 30 June 2026: 122 of the 2,077 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did ROYCE CAPITAL FUND support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 1 votes on proposals from security holders in the year to 30 June 2026 and voted for 1 of them (100.0%). Across every category it voted for 55.6% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by ROYCE CAPITAL FUND (filer no. 1006387), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.