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Form N-PX · fund seriesSEC series no. S000032942

Small-MidCap Dividend Income Fund

A series of PRINCIPAL FUNDS, INC.

Vote records
784year to 30 June 2026
Against management
1.7%13 of 784 marked votes
Say-on-pay support
98.5%for, of for + against + abstain
Shareholder-proposal support
0.0%for, of for + against + abstain

Small-MidCap Dividend Income Fund is a series of PRINCIPAL FUNDS, INC.. For the year to 30 June 2026 its registrant reported 784 vote records for the series; 1.7% of the votes marked for or against management went against management. It voted for 98.5% of say-on-pay items and for 0.0% of proposals from security holders.

Compared with its registrant and family

year to 30 June 2026This seriesIts registrantPrincipalMedian fund registrant
Against-management share1.7%8.4%8.0%6.2%
Say-on-pay support rate98.5%90.5%90.4%91.6%
Shareholder-proposal support rate0.0%32.2%28.0%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS59358431.5%
SECTION 14A SAY-ON-PAY VOTES706711.4%
AUDIT-RELATED727200.0%
SHAREHOLDER RIGHTS AND DEFENSES1100.0%
CAPITAL STRUCTURE6600.0%
COMPENSATION2018210.0%
CORPORATE GOVERNANCE197125.3%
ENVIRONMENT OR CLIMATE2020.0%
DIVERSITY, EQUITY, AND INCLUSION1010.0%
OTHER SOCIAL ISSUES2020.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20248384.3%97.1%71.4%
year to 30 June 20267841.7%98.5%0.0%

Questions

How often did Small-MidCap Dividend Income Fund vote against management?

1.7% of the votes its registrant marked for or against management in the year to 30 June 2026 (13 of 784).

How did Small-MidCap Dividend Income Fund vote on executive pay?

It voted for 67 of 68 say-on-pay items cast for, against or abstain (98.5%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by PRINCIPAL FUNDS, INC., which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by PRINCIPAL FUNDS, INC. (filer no. 898745); votes attributed to series S000032942 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.