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Form N-PX · fund seriesSEC series no. S000007079

MidCap S&P 400 Index Fund

A series of PRINCIPAL FUNDS, INC.

Vote records
4,116year to 30 June 2026
Against management
5.7%233 of 4,115 marked votes
Say-on-pay support
95.5%for, of for + against + abstain
Shareholder-proposal support
36.0%for, of for + against + abstain

MidCap S&P 400 Index Fund is a series of PRINCIPAL FUNDS, INC.. For the year to 30 June 2026 its registrant reported 4,116 vote records for the series; 5.7% of the votes marked for or against management went against management. It voted for 95.5% of say-on-pay items and for 36.0% of proposals from security holders.

Compared with its registrant and family

year to 30 June 2026This seriesIts registrantPrincipalMedian fund registrant
Against-management share5.7%8.4%8.0%6.2%
Say-on-pay support rate95.5%90.5%90.4%91.6%
Shareholder-proposal support rate36.0%32.2%28.0%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS2,9832,828375.2%
SECTION 14A SAY-ON-PAY VOTES435386235.3%
AUDIT-RELATED39839800.0%
SHAREHOLDER RIGHTS AND DEFENSES131128.3%
EXTRAORDINARY TRANSACTIONS3226618.8%
CAPITAL STRUCTURE3028210.0%
COMPENSATION112892320.5%
CORPORATE GOVERNANCE102772524.5%
ENVIRONMENT OR CLIMATE100100.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE1010.0%
DIVERSITY, EQUITY, AND INCLUSION4040.0%
OTHER SOCIAL ISSUES72528.6%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20244,1845.6%91.0%70.2%
year to 30 June 20254,2224.5%94.9%44.8%
year to 30 June 20264,1165.7%95.5%36.0%

Questions

How often did MidCap S&P 400 Index Fund vote against management?

5.7% of the votes its registrant marked for or against management in the year to 30 June 2026 (233 of 4,115).

How did MidCap S&P 400 Index Fund vote on executive pay?

It voted for 379 of 397 say-on-pay items cast for, against or abstain (95.5%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by PRINCIPAL FUNDS, INC., which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by PRINCIPAL FUNDS, INC. (filer no. 898745); votes attributed to series S000007079 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.