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Form N-PX · fund seriesSEC series no. S000085672

ALPS | CoreCommodity Natural Resources ETF

A series of FINANCIAL INVESTORS TRUST

Vote records
3,894year to 30 June 2026
Against management
10.2%392 of 3,856 marked votes
Say-on-pay support
94.4%for, of for + against + abstain
Shareholder-proposal support
59.6%for, of for + against + abstain

ALPS | CoreCommodity Natural Resources ETF is a series of FINANCIAL INVESTORS TRUST. For the year to 30 June 2026 its registrant reported 3,894 vote records for the series; 10.2% of the votes marked for or against management went against management. It voted for 94.4% of say-on-pay items and for 59.6% of proposals from security holders.

Compared with its registrant

year to 30 June 2026This seriesIts registrantMedian fund registrant
Against-management share10.2%10.3%6.2%
Say-on-pay support rate94.4%91.3%91.6%
Shareholder-proposal support rate59.6%79.3%27.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,9951,7961579.8%
SECTION 14A SAY-ON-PAY VOTES968666.3%
AUDIT-RELATED266255113.1%
SHAREHOLDER RIGHTS AND DEFENSES151416.7%
EXTRAORDINARY TRANSACTIONS333126.1%
CAPITAL STRUCTURE4203675312.1%
COMPENSATION5214398215.9%
CORPORATE GOVERNANCE671615567.5%
ENVIRONMENT OR CLIMATE1913642.1%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE99033.3%
DIVERSITY, EQUITY, AND INCLUSION77014.3%
OTHER SOCIAL ISSUES1513213.3%
OTHER23101315.8%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20253,7128.6%88.9%46.2%
year to 30 June 20263,89410.2%94.4%59.6%

Questions

How often did ALPS | CoreCommodity Natural Resources ETF vote against management?

10.2% of the votes its registrant marked for or against management in the year to 30 June 2026 (392 of 3,856).

How did ALPS | CoreCommodity Natural Resources ETF vote on executive pay?

It voted for 85 of 90 say-on-pay items cast for, against or abstain (94.4%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by FINANCIAL INVESTORS TRUST, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by FINANCIAL INVESTORS TRUST (filer no. 915802); votes attributed to series S000085672 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.